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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GGM FINANCIAL LLC

CRD 327008

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f296b58-bcb3-8ede-1a97-6625df289b75

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Aug 1, 2023 to Mar 20, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $513MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $513M
Private client RAUM: $483MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $85.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 908
Individual clients: 260
High net worth clients: 151
Custody, client assets: $57.8M
SEC number: 801-128663
CIK: 2021722
CRD: 327008
Filings on the tape: 9
First filed: Aug 1, 2023
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AARON BRADY GREEN	Certified Financial Planner	COLUMBUS, OH	2	19	2	no
MATTHEW TIMOTHY COLLINS	Certified Financial Planner	COLUMBUS, OH	2	14	3	no
Christopher Brewster	Certified Financial Planner	COLUMBUS, OH	2	32	4	no
MIKHAIL POLTYREV	Certified Financial Planner\|Chartered Financial Consultant	COLUMBUS, OH	2	21	3	no
KAREN MARIE BAUMAN	Certified Financial Planner\|Chartered Financial Analyst	Bentleyville, OH \| COLUMBUS, OH	2	15	n/a	no
LUKE SCOTT	n/a	COLUMBUS, OH	0	14	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUMAN, KAREN, MARIE	PARTNER, FINANCIAL ADVISOR	A	yes	01/2024	Feb 2, 2024	Dec 16, 2024
COLLINS, MATTHEW, TIMOTHY	PARTNER, FINANCIAL ADVISOR	B	yes	08/2023	Aug 1, 2023	Dec 16, 2024
GREEN, AARON, BRADY	MANAGING PARTNER, CHIEF COMPLIANCE OFFICER	E	yes	08/2023	Aug 1, 2023	Dec 16, 2024
McCabe, John	PARTNER, FINANCIAL ADVISOR	B	yes	08/2023	Aug 1, 2023	Dec 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$513M	$513M	11	6	1	n/a	n/a
2024	Mar 21, 2025	$426M	$426M	11	6	0	n/a	n/a
2023	Mar 26, 2024	$371M	$371M	9	6	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	5	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$513M	$426M	20.5%	n/a	n/a	11	11	1	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	4	Oct 2, 2023	Sep 29, 2023	COLUMBUS, OH	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (6)

← LUKE SCOTTAdvisorregistration: current employment
Mar 6, 2026 to presentfactForm ADV
← KAREN MARIE BAUMANAdvisorregistration: current employment
Oct 16, 2023 to presentfactForm ADV
← Christopher BrewsterAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← MIKHAIL POLTYREVAdvisorregistration: current employment
Sep 29, 2023 to presentfactForm ADV
← AARON BRADY GREENAdvisorregistration: current employment
Sep 28, 2023 to presentfactForm ADV
← MATTHEW TIMOTHY COLLINSAdvisorregistration: current employment
Sep 28, 2023 to presentfactForm ADV

Controls (4)

← McCabe, JohnOwnerPARTNER, FINANCIAL ADVISOR, ownership code B, individual
Aug 1, 2023 to Dec 16, 2024factForm ADV
← GREEN, AARON, BRADYOwnerMANAGING PARTNER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Aug 1, 2023 to Dec 16, 2024factForm ADV
← BAUMAN, KAREN, MARIEOwnerPARTNER, FINANCIAL ADVISOR, ownership code A, individual
Feb 2, 2024 to Dec 16, 2024factForm ADV
← COLLINS, MATTHEW, TIMOTHYOwnerPARTNER, FINANCIAL ADVISOR, ownership code B, individual
Aug 1, 2023 to Dec 16, 2024factForm ADV

Moved with (1)

← COMMONWEALTH FINANCIAL NETWORKRegistered adviser4 advisors, team lift out, same day
Oct 2, 2023 to Sep 29, 2023factForm ADV

Dated events

Occurred
Feb 2, 2024
Control person joined
Marie Karen Bauman (Partner, Financial Advisor) appeared on Schedule A of Ggm Financial Llc
Form ADVobserved 6 days ago
Occurred
Oct 2, 2023
Team lift-out
4 advisors left Commonwealth Financial Network (Columbus, OH) for Ggm Financial LLC on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Aug 1, 2023
First Form ADV filing
Ggm Financial Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2f296b58-bcb3-8ede-1a97-6625df289b75
First observed: Aug 1, 2023
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GGM FINANCIAL LLC

CRD 327008

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2f296b58-bcb3-8ede-1a97-6625df289b75

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AARON BRADY GREEN

Certified Financial Planner

COLUMBUS, OH

MATTHEW TIMOTHY COLLINS

Certified Financial Planner

COLUMBUS, OH

Christopher Brewster

Certified Financial Planner

COLUMBUS, OH

MIKHAIL POLTYREV

Certified Financial Planner|Chartered Financial Consultant

COLUMBUS, OH

KAREN MARIE BAUMAN

Certified Financial Planner|Chartered Financial Analyst

Bentleyville, OH | COLUMBUS, OH

n/a

LUKE SCOTT

n/a

COLUMBUS, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUMAN, KAREN, MARIE

PARTNER, FINANCIAL ADVISOR

yes

01/2024

Feb 2, 2024

Dec 16, 2024

COLLINS, MATTHEW, TIMOTHY

PARTNER, FINANCIAL ADVISOR

yes

08/2023

Aug 1, 2023

Dec 16, 2024

GREEN, AARON, BRADY

MANAGING PARTNER, CHIEF COMPLIANCE OFFICER

yes

08/2023

Aug 1, 2023

Dec 16, 2024

McCabe, John

PARTNER, FINANCIAL ADVISOR

yes

08/2023

Aug 1, 2023

Dec 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$513M

n/a

2024

Mar 21, 2025

$426M

n/a

2023

Mar 26, 2024

$371M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$513M

$426M

20.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Oct 2, 2023

Sep 29, 2023

COLUMBUS, OH

Team lift out

Ibd to new firm

0.1%