DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••••••• C••••••
WINSTON-SALEM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• C•••••• | Independent wealth | Mar 1, 2011 | n/a | yes | WINSTON-SALEM, NC | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 30, 2009 | Jan 12, 2010 | no | WINSTON SALEM, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W••••••••• C•••••• | Jan 12, 2010 | Mar 1, 2011 | 413 | Firm change after gap | Other |
| I•••••••• S••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 1, 2008 | Jun 30, 2009 |
| I•••••••• S••••••••• I••• | n/a | Sep 5, 2006 | Oct 1, 2008 | no | HIGH POINT, NC|KERNERSVILLE, NC | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jul 11, 2005 | Aug 11, 2005 | no | DURHAM, NC | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Mar 20, 2002 | Jan 4, 2005 | no | WINSTON-SALEM, NC | Previous registration |
| 272 |
| Firm change |
| Other |
| V•••• F•••••••• A•••••••• I••• | I•••••••• S••••••••• I••• | Aug 11, 2005 | Sep 5, 2006 | 390 | Firm change | Other |
| C••• F•••••••• S•••••••• L••• | V•••• F•••••••• A•••••••• I••• | Jan 4, 2005 | Jul 11, 2005 | 188 | Firm change | Other |