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Registered advisor
H•••• R••••••• S•••••••
Feed of 09/14/2026
At current firm
15 y
since Mar 1, 2011
In the industry
42 y
since Apr 16, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• C•••••• independent RIA currentsince Mar 1, 2011 · Winston-Salem, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 30, 2009 to Jan 12, 2010 · Winston Salem, Nc
- I•••••••• S••••••••• I••• unclassifiedSep 5, 2006 to Oct 1, 2008 · High Point, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 11, 2005 to Aug 11, 2005 · Durham, Nc
- C••• F•••••••• S•••••••• L••• formerMar 20, 2002 to Jan 4, 2005 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••••••• C••••••left Jan 12, 2010, registered Mar 1, 2011 (413 days) · Other
- I•••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 1, 2008, registered Jun 30, 2009 (272 days) · Other
- V•••• F•••••••• A•••••••• I••• to I•••••••• S••••••••• I•••left Aug 11, 2005, registered Sep 5, 2006 (390 days) · Other
- C••• F•••••••• S•••••••• L••• to V•••• F•••••••• A•••••••• I•••left Jan 4, 2005, registered Jul 11, 2005 (188 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address