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M•••••• J••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist26 years in industry

M•••••• J••• G••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | WHEATON, IL

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Search this name across graphsid dfx:ria:1e0c5906-28b5-ab8b-88b8-d74e86a07436

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Mar 5, 2026	n/a	yes	NEW YORK, NY\|WHEATON, IL	Current employment
C••••• P••••••• L••	Independent wealth	Mar 5, 2026	n/a	yes	WHEATON, IL\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••• F•••••••• A•••••••• L••	C••••• P••••••• R••••••••• P••• C•••••••••	Mar 23, 2026	Mar 5, 2026	-18	Firm change	Other
L•••••• W••••• G•••••••• L•••	E••• F•••••••• A•••••••• L••	Jul 31, 2025	Jun 24, 2025

Relationships

Registered with (6)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Mar 5, 2026 to presentfactForm ADV
→ E••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 24, 2025 to Mar 23, 2026factForm ADV
→ L•••••• W••••• G•••••••• L•••

Dated events

Occurred
Mar 23, 2026
Advisor changed firm
M•••••• J••• G•••••• left E••• F•••••••• A•••••••• L•• for C••••• P••••••• R••••••••• P••• C••••••••• (registered 2026-03-05)
Form ADVobserved 7 days ago
Occurred
Jul 31, 2025
Advisor changed firm
M•••••• J••• G•••••• left L•••••• W••••• G•••••••• L••• for E••• F•••••••• A•••••••• L•• (registered 2025-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e0c5906-28b5-ab8b-88b8-d74e86a07436
First observed: Feb 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.