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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RAMSAY STATTMAN VELA & PRICE INC

CRD 105156

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e0cc91c-5d58-34f5-7216-cc01e45e57b9

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2012 to Jan 27, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $779MItem 5.F on the latest filing (2026-01-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $770M
Private client RAUM: $680MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $156Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 404
Individual clients: 153
High net worth clients: 237
Custody, client assets: $194M
SEC number: 801-11769
CRD: 105156
Filings on the tape: 23
First filed: Mar 21, 2012
Latest filed: Jan 27, 2026
Organised: Corporation, CO
Website: rsvp-invest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP STEPHEN PRICE	Chartered Financial Analyst	COLORADO SPRINGS, CO	27	42	n/a	no
JOHN WALTER HERDJE	Chartered Financial Analyst	COLORADO SPRINGS, CO	16	27	n/a	no
STEVEN RENE VELA	Chartered Financial Analyst	COLORADO SPRINGS,, CO	1	36	n/a	no
FREDERICK BETTS STATTMAN	Chartered Financial Analyst	COLORADO SPRINGS, CO	0	36	n/a	no
MARK Brian MICHALEK	Chartered Financial Analyst	COLORADO SPRINGS, CO	0	22	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HERDJE, JOHN, WALTER	MANAGING DIRECTOR	Na	yes	09/2009	Mar 21, 2012	Mar 21, 2024
PRICE, PHILIP, STEPHEN	VICE PRESIDENT/SECRETARY	C	yes	02/2000	Mar 21, 2012	Mar 21, 2024
STATTMAN, FREDERICK, BETTS	VICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER	C	yes	03/2016	Mar 21, 2012	Mar 21, 2024
VELA, STEVEN, RENE	President	C	yes	02/2000	Mar 21, 2012	Mar 21, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Princeton	Nj	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 27, 2026	$779M	$770M	7	5	1	n/a	n/a
2024	Feb 4, 2025	$765M	$756M	7	5	1	n/a	n/a
2023	Mar 21, 2024	$677M	$670M	7	5	1	n/a	n/a
2022	Mar 14, 2023	$676M	$669M	5	5	1	n/a	n/a
2021	Mar 10, 2022	$631M	$624M	4	4	1	n/a	n/a
2020	Mar 9, 2021	$547M	$541M	4	4	1	n/a	n/a
2019	Mar 23, 2020	$492M	$487M	4	4	1	n/a	n/a
2018	Mar 15, 2019	$407M	$402M	4	4	1	n/a	n/a
2017	Mar 14, 2018	$425M	$420M	4	4	1	n/a	n/a
2016	Mar 23, 2017	$355M	$350M	4	4	n/a	n/a	n/a
2015	Mar 17, 2016	$352M	$348M	4	4	n/a	n/a	n/a
2014	Mar 27, 2015	$370M	$365M	4	4	n/a	n/a	n/a
2013	Mar 26, 2014	$332M	$327M	4	4	n/a	n/a	n/a
2012	Mar 26, 2013	$292M	$288M	4	4	n/a	n/a	n/a
2011	Mar 21, 2012	$266M	$262M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$779M	$765M	1.8%	$676M	4.8%	7	7	1	1

Relationships

Registered with (5)

← MARK Brian MICHALEKAdvisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV
← FREDERICK BETTS STATTMANAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← STEVEN RENE VELAAdvisorregistration: current employment
Sep 3, 2025 to presentfactForm ADV
← JOHN WALTER HERDJEAdvisorregistration: current employment
Sep 30, 2009 to presentfactForm ADV
← PHILIP STEPHEN PRICEAdvisorregistration: current employment
Nov 9, 1998 to presentfactForm ADV

Controls (4)

← PRICE, PHILIP, STEPHENOwnerVICE PRESIDENT/SECRETARY, ownership code C, individual
Mar 21, 2012 to Mar 21, 2024factForm ADV
← STATTMAN, FREDERICK, BETTSOwnerVICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 21, 2012 to Mar 21, 2024factForm ADV
← HERDJE, JOHN, WALTEROwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 21, 2012 to Mar 21, 2024factForm ADV
← VELA, STEVEN, RENEOwnerPRESIDENT, ownership code C, individual
Mar 21, 2012 to Mar 21, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e0cc91c-5d58-34f5-7216-cc01e45e57b9
First observed: Mar 21, 2012
Last observed: Jan 27, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAMSAY STATTMAN VELA & PRICE INC

CRD 105156

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e0cc91c-5d58-34f5-7216-cc01e45e57b9

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP STEPHEN PRICE

Chartered Financial Analyst

COLORADO SPRINGS, CO

n/a

JOHN WALTER HERDJE

Chartered Financial Analyst

COLORADO SPRINGS, CO

n/a

STEVEN RENE VELA

Chartered Financial Analyst

COLORADO SPRINGS,, CO

n/a

FREDERICK BETTS STATTMAN

Chartered Financial Analyst

COLORADO SPRINGS, CO

n/a

MARK Brian MICHALEK

Chartered Financial Analyst

COLORADO SPRINGS, CO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HERDJE, JOHN, WALTER

MANAGING DIRECTOR

yes

09/2009

Mar 21, 2012

Mar 21, 2024

PRICE, PHILIP, STEPHEN

VICE PRESIDENT/SECRETARY

yes

02/2000

Mar 21, 2012

Mar 21, 2024

STATTMAN, FREDERICK, BETTS

VICE PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER

yes

03/2016

Mar 21, 2012

Mar 21, 2024

VELA, STEVEN, RENE

President

yes

02/2000

Mar 21, 2012

Mar 21, 2024

City

State

Country

Employees

Also broker-dealer

Princeton

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 27, 2026

$779M

$770M

n/a

2024

Feb 4, 2025

$765M

$756M

n/a

2023

Mar 21, 2024

$677M

$670M

n/a

2022

Mar 14, 2023

$676M

$669M

n/a

2021

Mar 10, 2022

$631M

$624M

n/a

2020

Mar 9, 2021

$547M

$541M

n/a

2019

Mar 23, 2020

$492M

$487M

n/a

2018

Mar 15, 2019

$407M

$402M

n/a

2017

Mar 14, 2018

$425M

$420M

n/a

2016

Mar 23, 2017

$355M

$350M

n/a

2015

Mar 17, 2016

$352M

$348M

n/a

2014

Mar 27, 2015

$370M

$365M

n/a

2013

Mar 26, 2014

$332M

$327M

n/a

2012

Mar 26, 2013

$292M

$288M

n/a

2011

Mar 21, 2012

$266M

$262M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$779M

$765M

1.8%

$676M

4.8%