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M••• B•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

M••• B•••• M•••••••

Advisor at R••••• S••••••• V••• • P•••• I••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:459a11a9-da8e-667f-950b-989e81339379

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 4, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• S••••••• V••• • P•••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• S••••••• V••• • P•••• I••	Independent wealth	Nov 20, 2025	n/a	yes	COLORADO SPRINGS, CO	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	May 31, 2006	Jul 18, 2022	no	DENVER, CO\|DENVER, CO\|Denver, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	R••••• S••••••• V••• • P•••• I••	Jul 18, 2022	Nov 20, 2025	1,221	Firm change after gap	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	May 17, 2006

Relationships

Registered with (3)

→ R••••• S••••••• V••• • P•••• I••Registered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 31, 2006 to Jul 18, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 4, 2004 to May 17, 2006factForm ADV

Dated events

Occurred
Jul 18, 2022
Advisor changed firm
M••• B•••• M••••••• left U•• F•••••••• S••••••• I••• for R••••• S••••••• V••• • P•••• I•• (registered 2025-11-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:459a11a9-da8e-667f-950b-989e81339379
First observed: May 4, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.