DFX Intelligence

K•••••• D••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant16 years in industry

K•••••• D••••• W•••••••••

Advisor at S••••• M•••• W•••••

GREER, SC

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Search this name across graphsid dfx:ria:1e0d03b6-e1a4-86b2-7afe-b05e12fcbc79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••• W•••••	State registered	Jun 30, 2026	n/a	yes	GREER, SC	Current employment
T•• F•••••••• A•••••••	Independent wealth	Mar 31, 2025	Jul 17, 2026	no	GREENVILLE, SC\|GREENVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F•••••••• A•••••••	S••••• M•••• W•••••	Jul 17, 2026	Jun 30, 2026	-17	Firm change	RIA to state RIA
I••••••••• P•••••• W••••• M••••••••• I•••	T•• F•••••••• A•••••••	Apr 1, 2025	Mar 31, 2025

Relationships

Registered with (4)

→ S••••• M•••• W•••••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ T•• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 2025 to Jul 17, 2026factForm ADV
→ I••••••••• P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 6, 2024 to Apr 1, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e0d03b6-e1a4-86b2-7afe-b05e12fcbc79
First observed: Jan 8, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.