DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• D••••• W•••••••••

S••••• M•••• W•••••state registeredGreer, ScIA-onlyIAPD 7011574

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as K•••••• D•••••

At current firm

0 y

since Jun 30, 2026

In the industry

16 y

since Aug 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• M•••• W••••• state registered current
since Jun 30, 2026 · Greer, Sc
T•• F•••••••• A••••••• independent RIA
Mar 31, 2025 to Jul 17, 2026 · Greenville, Sc
I••••••••• P•••••• W••••• M••••••••• I••• mixed wealth
Dec 6, 2024 to Apr 1, 2025 · Somers, Ny
E••••• J•••• national BD
Jan 8, 2019 to Dec 19, 2024 · Greer, Sc

Moves

a registration end followed by a registration begin elsewhere

T•• F•••••••• A••••••• to S••••• M•••• W•••••
left Jul 17, 2026, registered Jun 30, 2026 (-17 days) · RIA to a state-registered adviser
I••••••••• P•••••• W••••• M••••••••• I••• to T•• F•••••••• A•••••••
left Apr 1, 2025, registered Mar 31, 2025 (-1 days) · RIA to RIA
E••••• J•••• to I••••••••• P•••••• W••••• M••••••••• I•••
left Dec 19, 2024, registered Dec 6, 2024 (-13 days) · Affiliated broker-dealer or bank to independent RIA

Signals

K•••••• D••••• W••••••••• left T•• F•••••••• A••••••• for S••••• M•••• W••••• (registered 2026-06-30)
Jul 17, 2026 · Advisor changed firm · fact
K•••••• D••••• W••••••••• left I••••••••• P•••••• W••••• M••••••••• I••• for T•• F•••••••• A••••••• (registered 2025-03-31)
Apr 1, 2025 · Advisor changed firm · fact
K•••••• D••••• W••••••••• left E••••• J•••• for I••••••••• P•••••• W••••• M••••••••• I••• (registered 2024-12-06)
Dec 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address