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Reading the graph
Advisor at DILIGENT INVESTORS, LLC
REDLANDS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DILIGENT INVESTORS, LLC | Independent wealth | Mar 18, 2016 | n/a | yes | REDLANDS, CA | Current employment |
| MORGAN STANLEY | Wirehouse | May 2, 2011 | Apr 11, 2016 | no | ONTARIO, CA|RIVERSIDE, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 22, 2001 | May 4, 2011 | no | ONTARIO, CA|RIVERSIDE, CA|RIVERSIDE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | DILIGENT INVESTORS, LLC | Apr 11, 2016 | Mar 18, 2016 | -24 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 4, 2011 | May 2, 2011 | -2 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:158708:CA:2016-04-11 | Apr 11, 2016 | Mar 18, 2016 | RIVERSIDE, CA | Firm change |