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RIA / WealthAdvisor45 years in industry

ROBERT EMMET CUSACK

Advisor at CANTON HATHAWAY LLC

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:1e214eeb-d1c1-8625-9c99-ff3c180b2726

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANTON HATHAWAY LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 2, 1980
First registration: May 24, 2003
Dual registered: no
IAPD individual key: 716107

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANTON HATHAWAY LLC	Independent wealth	Dec 11, 2025	n/a	yes	PROVIDENCE, RI	Current employment
WHALEROCK POINT PARTNERS, LLC	Independent wealth	Dec 4, 2012	Mar 1, 2018	no	WEST PALM BEACH, FL	Previous registration
NEWPORT INVESTMENT MANAGEMENT LLC	n/a	May 19, 2009	Mar 28, 2012	no	PROVIDENCE, RI	Previous registration
PREFERRED ASSET MANAGEMENT, LLC	n/a	Mar 30, 2005	Dec 31, 2009	no	PROVIDENCE, RI	Previous registration
VANTAGE ADVISORS, LLC	Former SEC adviser	May 24, 2003	Aug 11, 2003	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WHALEROCK POINT PARTNERS, LLC	CANTON HATHAWAY LLC	Mar 1, 2018	Dec 11, 2025	2,842	Firm change after gap	Other
NEWPORT INVESTMENT MANAGEMENT LLC	WHALEROCK POINT PARTNERS, LLC	Mar 28, 2012	Dec 4, 2012	251	Firm change	Other
PREFERRED ASSET MANAGEMENT, LLC	NEWPORT INVESTMENT MANAGEMENT LLC	Dec 31, 2009	May 19, 2009	-226	Firm change after gap	Other
VANTAGE ADVISORS, LLC	PREFERRED ASSET MANAGEMENT, LLC	Aug 11, 2003	Mar 30, 2005	597	Firm change after gap	Other

Relationships

Registered with (5)

→ CANTON HATHAWAY LLCRegistered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ WHALEROCK POINT PARTNERS, LLCRegistered adviserregistration: previous registration
Dec 4, 2012 to Mar 1, 2018factForm ADV
→ NEWPORT INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 19, 2009 to Mar 28, 2012factForm ADV
→ PREFERRED ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 30, 2005 to Dec 31, 2009factForm ADV
→ VANTAGE ADVISORS, LLCRegistered adviserregistration: previous registration
May 24, 2003 to Aug 11, 2003factForm ADV

Dated events

No dated event names this entity yet.