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CRD 297527
PROVIDENCE, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KENNETH EDWARD GOODREAU | n/a | PROVIDENCE, RI | 8 | 31 | 3 | no |
| NICHOLAS GRAVE TROTMAN | n/a | PROVIDENCE, RI | 8 | 25 | 2 | no |
| MALCOLM GREENE CHACE | n/a | PROVIDENCE, RI | 8 | 30 | 3 | no |
| ANTHONY CLAUDE MARCELLO | n/a | Palm Beach, FL | PROVIDENCE, RI | 5 | 29 | 3 | yes |
| ROBERT EMMET CUSACK | n/a | PROVIDENCE, RI | 0 | 45 | 4 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CH NEON INV., LLC | Real Estate Fund | $21.4M | Oct 30, 2024 | 24 | Sep 27, 2024 | reported | n/a |
| CH PE INVESTMENT 1, LLC | Private Equity Fund | $5.6M | Oct 30, 2024 | 15 | Mar 9, 2021 | reported | n/a |
| C-H HOTEL INVESTMENT 2, LLC | Real Estate Fund | $4.7M | Oct 30, 2024 | 15 | Sep 9, 2019 | reported | n/a |
| C-H HOTEL INVESTMENT I, LLC | Real Estate Fund | $3.5M | Oct 30, 2024 | 16 | Sep 9, 2019 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHACE, MALCOLM, GREENE | MANAGING PARTNER | B | yes | 06/2018 | Jun 5, 2018 | Oct 30, 2024 |
| GOODREAU, KENNETH, EDWARD | MANAGING DIRECTOR | B | yes | 06/2018 | Jun 5, 2018 | Oct 30, 2024 |
| MARCELLO, ANTHONY, CLAUDE | DIRECTOR OF BUSINESS DEVELOPMENT | B | yes | 11/2020 | Sep 28, 2021 | Oct 30, 2024 |
| Procaccianti, James | Director | B | yes | 06/2018 | Mar 31, 2020 | Oct 30, 2024 |
| TROTMAN, NICHOLAS, GRAVE | MANAGING DIRECTOR | B | yes | 06/2018 | Jun 5, 2018 | Oct 30, 2024 |
| CRUDELE, MEGHAN, K | CHIEF COMPLIANCE OFFICER | Na | no | 02/2024 | Feb 6, 2024 | Oct 30, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $866M | $844M | 5 | 5 | 1 | 4 | n/a |
| 2024 | Mar 31, 2025 | $673M | $628M | 6 | 5 | 0 | 4 | n/a |
| 2023 | Feb 6, 2024 | $616M | $560M | 6 | 5 | 0 | 3 | $9.1M |
| 2022 | Mar 1, 2023 | $551M | $496M | 6 | 5 | 0 | 3 | $9.1M |
| 2021 | Feb 17, 2022 | $599M | $576M | 7 | 5 | 0 | 3 | $9.1M |
| 2020 | Mar 9, 2021 | $474M | $471M | 7 | 5 | 0 | 3 | $9.1M |
| 2019 | Mar 31, 2020 | $349M | $341M | 6 | 4 | 0 | 2 | $7.5M |
| 2018 | Mar 19, 2019 | $241M | $241M | 4 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $866M | $673M | 28.8% | $551M | 16.3% | 5 | 6 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WHALEROCK POINT PARTNERS, LLC | 3 | Jul 24, 2018 | Aug 16, 2018 | WEST PALM BEACH, FL | Firm absorbed | RIA to new firm | 75.0% |