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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 31, 2026 | n/a | yes | Nashville, TN | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 1, 2018 | Aug 14, 2026 | no | Nashville, TN|NASHVILLE, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 13, 2008 | Jun 6, 2018 | no | BRENTWOOD, TN | Previous registration |
| MMC SECURITIES LLC | Former SEC adviser | Jan 13, 2003 | Oct 6, 2008 | no | NASHVILLE, TN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 14, 2026 | Jul 31, 2026 | -14 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RBC CAPITAL MARKETS, LLC | Jun 6, 2018 | Jun 1, 2018 | -5 | Firm change | Wirehouse to ibd |
| MMC SECURITIES LLC | WELLS FARGO ADVISORS | Oct 6, 2008 | Oct 13, 2008 | 7 | Firm change | Other |