DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Martin Aid
Feed of 09/14/2026
Also filed as Jim Aid
At current firm
0 y
since Jul 31, 2026
In the industry
32 y
since Mar 30, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Jul 31, 2026 · Nashville, Tn
- RBC Capital Markets, LLC national BDJun 1, 2018 to Aug 14, 2026 · Nashville, Tn
- Wells Fargo Advisors wirehouseOct 13, 2008 to Jun 6, 2018 · Brentwood, Tn
- Mmc Securities LLC formerJan 13, 2003 to Oct 6, 2008 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Raymond James Financial Services Advisors, Incleft Aug 14, 2026, registered Jul 31, 2026 (-14 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to RBC Capital Markets, LLCleft Jun 6, 2018, registered Jun 1, 2018 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Mmc Securities LLC to Wells Fargo Advisorsleft Oct 6, 2008, registered Oct 13, 2008 (7 days) · Other
Signals
- James Martin Aid left Rbc Capital Markets, Llc for Raymond James Financial Services Advisors, Inc (registered 2026-07-31)Aug 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address