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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATA WEALTH ADVISORS, LLC

CRD 285973

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e283086-9343-4e9f-2743-15fbbddf5382

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 14
On other graphs: 0
Observed: Mar 31, 2017 to Aug 6, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $886MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $886M
Private client RAUM: $884MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $88.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 9
Offices: 10Schedule D 1.F, beyond the principal office
Accounts: 961
Individual clients: 76
High net worth clients: 151
Custody, client assets: $280M
SEC number: 801-110369
CRD: 285973
Filings on the tape: 33
First filed: Mar 31, 2017
Latest filed: Aug 6, 2026
Organised: Limited Liability Company, TX
Website: stratawealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VYOMA VIPUL PATEL	n/a	DALLAS, TX \| MURPHY, TX	9	11	1	no
BRANDON KEITH CUMBA	Certified Financial Planner	DALLAS, TX \| KAUFMAN, TX	9	13	2	no
KENNETH ROY PAINTER	Certified Financial Planner	DALLAS, TX	9	25	1	no
Abigail O'Quinn Caldwell	Certified Financial Planner	DALLAS, TX \| KRUM, TX	5	12	n/a	no
DUSTY DAWN WALLACE	Certified Financial Planner	DALLAS, TX \| RICHARDSON, TX	5	22	2	no
MARK WENDALL WHIDBY	Chartered Financial Analyst	DALLAS, TX	4	14	2	no
BENJAMIN RUFUS PHILIPS	Certified Financial Planner	DALLAS, TX	2	9	n/a	no
Amanda Emily Sasko	Certified Financial Planner	PROVIDENCE VILLAGE, TX \| DALLAS, TX	2	12	n/a	no
Brooks Austin Blagg	n/a	DALLAS, TX	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021	Member	E	yes	01/2022	Mar 28, 2024	Dec 24, 2024
BECKER, DANIEL, WAYNE	CO-TRUSTEE	F	yes	11/2024	Mar 28, 2023	Dec 24, 2024
BECKER, JACLYN, DENNIS	CO-TRUSTEE	F	yes	11/2021	Mar 28, 2024	Dec 24, 2024
CUMBA REVOCABLE TRUST DATED 01/23/2017	Member	E	yes	04/2017	Mar 28, 2024	Dec 24, 2024
CUMBA, BRANDON, KEITH	CO-TRUSTEE	F	yes	01/2017	Mar 31, 2017	Dec 24, 2024
CUMBA, REBEKAH, ANNE	CO-TRUSTEE	F	yes	01/2017	Mar 28, 2024	Dec 24, 2024
KRP HOLDINGS, LLC	Member	E	yes	04/2017	Mar 31, 2017	Dec 24, 2024
PAINTER, KENNETH, ROY	CHIEF EXECUTIVE OFFICER	Na	yes	04/2017	Mar 31, 2017	Dec 24, 2024
PAINTER, KENNETH, ROY	MEMBER AND MANAGER	E	yes	04/2017	Mar 31, 2017	Dec 24, 2024
PATEL, VIPUL, SHANTILAL	CO-TRUSTEE	F	yes	12/2012	Mar 28, 2024	Dec 24, 2024
PATEL, VYOMA, VIPUL	CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS	Na	yes	04/2017	Mar 31, 2017	Dec 24, 2024
PATEL, VYOMA, VIPUL	CO-TRUSTEE	F	yes	12/2012	Mar 31, 2017	Dec 24, 2024
VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012	Member	E	yes	12/2023	Mar 28, 2024	Dec 24, 2024
WALLACE, ADAM, NO MIDDLE NAME	Member	D	yes	12/2023	Mar 28, 2024	Dec 24, 2024
WALLACE, DUSTY, DAWN	Member	D	yes	12/2023	Mar 28, 2023	Dec 24, 2024
WALLACE, DUSTY, DAWN	PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING	Na	yes	08/2021	Mar 28, 2023	Dec 24, 2024
WHIDBY, MARK, WENDALL	CHIEF INVESTMENT OFFICER	Na	yes	06/2022	Mar 28, 2024	Dec 24, 2024
ACI BEARS & BEYOND HOLDING, LLC	Member	A	no	01/2024	Mar 28, 2024	Dec 24, 2024
BECKER STRATA HOLDINGS, LLC	Member	A	no	01/2022	Mar 28, 2023	Dec 24, 2024
CUMBACO, LLC	Member	Na	no	04/2017	Mar 31, 2017	Dec 24, 2024
OMSHANTIOM, LLC	Owner	A	no	01/2024	Mar 28, 2024	Dec 24, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$886M	$886M	14	9	9	n/a	n/a
2024	Mar 29, 2025	$927M	$927M	13	9	9	n/a	n/a
2023	Mar 28, 2024	$795M	$777M	14	11	0	n/a	n/a
2022	Mar 28, 2023	$576M	$521M	10	10	0	n/a	n/a
2021	Mar 29, 2022	$569M	$515M	9	9	0	n/a	n/a
2020	Mar 15, 2021	$455M	$418M	9	8	0	n/a	n/a
2019	Feb 19, 2020	$249M	$220M	5	5	0	n/a	n/a
2018	Feb 13, 2019	$208M	$183M	7	7	0	n/a	n/a
2017	Jan 24, 2018	$154M	$120M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$886M	$927M	-4.4%	$576M	15.4%	14	13	10	9

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC FA, INC.	3	May 2, 2017	Apr 25, 2017	DALLAS, TX	Team lift out	Other	0.3%

Relationships

Registered with (13)

← Brooks Austin BlaggAdvisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← Jeremy Daniel CurtisAdvisorregistration: current employment
Aug 6, 2025 to presentfactForm ADV
← Amanda Emily SaskoAdvisorregistration: current employment
Feb 23, 2024 to presentfactForm ADV
← BENJAMIN RUFUS PHILIPSAdvisorregistration: current employment
Feb 6, 2024 to presentfactForm ADV
← MARK WENDALL WHIDBYAdvisorregistration: current employment
Jun 8, 2022 to presentfactForm ADV
← DUSTY DAWN WALLACEAdvisorregistration: current employment
Aug 18, 2021 to presentfactForm ADV
← Abigail O'Quinn CaldwellAdvisorregistration: current employment
Mar 3, 2021 to presentfactForm ADV
← KENNETH ROY PAINTERAdvisorregistration: current employment
Apr 25, 2017 to presentfactForm ADV
← VYOMA VIPUL PATELAdvisorregistration: current employment
Apr 21, 2017 to presentfactForm ADV
← BRANDON KEITH CUMBAAdvisorregistration: current employment
Apr 21, 2017 to presentfactForm ADV
← DANIEL WAYNE BECKERAdvisorregistration: previous registration
Oct 16, 2020 to Sep 5, 2025factForm ADV
← MICAH TAYLOR ADAMSAdvisorregistration: previous registration
Feb 27, 2024 to Mar 10, 2025factForm ADV
← DANIEL SAMIR TARSHAAdvisorregistration: previous registration
Sep 17, 2018 to Jan 31, 2024factForm ADV

Controls (14)

← WHIDBY, MARK, WENDALLOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2024 to Dec 24, 2024factForm ADV
← PAINTER, KENNETH, ROYOwnerMEMBER AND MANAGER, ownership code E, individual
Mar 31, 2017 to Dec 24, 2024factForm ADV
← WALLACE, DUSTY, DAWNOwnerMEMBER, ownership code D, individual
Mar 28, 2023 to Dec 24, 2024factForm ADV
← PATEL, VYOMA, VIPULOwnerCO-TRUSTEE, ownership code F, individual
Mar 31, 2017 to Dec 24, 2024factForm ADV
← CUMBA, BRANDON, KEITHOwnerCO-TRUSTEE, ownership code F, individual
Mar 31, 2017 to Dec 24, 2024factForm ADV
← BECKER, DANIEL, WAYNEOwnerCO-TRUSTEE, ownership code F, individual
Mar 28, 2023 to Dec 24, 2024factForm ADV
← CUMBA, REBEKAH, ANNEOwnerCO-TRUSTEE, ownership code F, individual
Mar 28, 2024 to Dec 24, 2024factForm ADV
← BECKER, JACLYN, DENNISOwnerCO-TRUSTEE, ownership code F, individual
Mar 28, 2024 to Dec 24, 2024factForm ADV
← PATEL, VIPUL, SHANTILALOwnerCO-TRUSTEE, ownership code F, individual
Mar 28, 2024 to Dec 24, 2024factForm ADV
← WALLACE, ADAM, NO MIDDLE NAMEOwnerMEMBER, ownership code D, individual
Mar 28, 2024 to Dec 24, 2024factForm ADV
← BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021OwnerMEMBER, ownership code E, domestic entity
Mar 28, 2024 to Dec 24, 2024factForm ADV
← CUMBA REVOCABLE TRUST DATED 01/23/2017OwnerMEMBER, ownership code E, domestic entity
Mar 28, 2024 to Dec 24, 2024factForm ADV
← KRP HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 31, 2017 to Dec 24, 2024factForm ADV
← VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012OwnerMEMBER, ownership code E, domestic entity
Mar 28, 2024 to Dec 24, 2024factForm ADV

Owns (4)

← ACI BEARS & BEYOND HOLDING, LLCOwnerMEMBER, ownership code A, domestic entity
Mar 28, 2024 to Dec 24, 2024factForm ADV
← BECKER STRATA HOLDINGS, LLCOwnerMEMBER, ownership code A, domestic entity
Mar 28, 2023 to Dec 24, 2024factForm ADV
← CUMBACO, LLCOwnerMEMBER, ownership code NA, domestic entity
Mar 31, 2017 to Dec 24, 2024factForm ADV
← OMSHANTIOM, LLCOwnerOWNER, ownership code A, domestic entity
Mar 28, 2024 to Dec 24, 2024factForm ADV

Moved with (1)

← OSAIC FA, INC.Registered adviser3 advisors, team lift out, same day
May 2, 2017 to Apr 25, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 5, 2025
Advisor changed firm
Daniel Wayne Becker left Strata Wealth Advisors, Llc for Stokes Family Office Llc (registered 2025-08-29)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2025
Advisor changed firm
Micah Taylor Adams left Strata Wealth Advisors, Llc for Cain, Watters & Associates, Llc (registered 2025-03-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Regulatory AUM changed
Strata Wealth Advisors, Llc reported RAUM $795.5M, up 38% from $576.2M (2023-09-25 to 2024-03-28)
Form ADVobserved 5 days ago
$219M
Occurred
Mar 28, 2024
Control person joined
Wendall Mark Whidby (Chief Investment Officer) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person joined
Anne Rebekah Cumba (Co-Trustee) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person joined
Dennis Jaclyn Becker (Co-Trustee) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person joined
Shantilal Vipul Patel (Co-Trustee) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person joined
No Middle Name Adam Wallace (Member) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Daniel Samir Tarsha left Strata Wealth Advisors, Llc for Texwealth (registered 2024-01-25)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2023
Control person joined
Wayne Daniel Becker (Managing Member) appeared on Schedule A of Strata Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Strata Wealth Advisors, Llc reported RAUM $569.4M, up 25% from $455.3M (2021-03-15 to 2022-03-29)
Form ADVobserved 5 days ago
$114M
Occurred
Mar 15, 2021
Regulatory AUM changed
Strata Wealth Advisors, Llc reported RAUM $455.3M, up 83% from $249.3M (2020-10-16 to 2021-03-15)
Form ADVobserved 5 days ago
$206M
Occurred
Mar 31, 2017
First Form ADV filing
Kpll Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Dec 24, 2024
Strata Wealth Advisors, Llc reported 10 offices beyond its principal office, up from 0 (2024-10-10 to 2024-12-24)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e283086-9343-4e9f-2743-15fbbddf5382
First observed: Mar 31, 2017
Last observed: Aug 6, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATA WEALTH ADVISORS, LLC

CRD 285973

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e283086-9343-4e9f-2743-15fbbddf5382

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VYOMA VIPUL PATEL

n/a

DALLAS, TX | MURPHY, TX

BRANDON KEITH CUMBA

Certified Financial Planner

DALLAS, TX | KAUFMAN, TX

KENNETH ROY PAINTER

Certified Financial Planner

DALLAS, TX

Abigail O'Quinn Caldwell

Certified Financial Planner

DALLAS, TX | KRUM, TX

n/a

DUSTY DAWN WALLACE

Certified Financial Planner

DALLAS, TX | RICHARDSON, TX

MARK WENDALL WHIDBY

Chartered Financial Analyst

DALLAS, TX

BENJAMIN RUFUS PHILIPS

Certified Financial Planner

DALLAS, TX

n/a

Amanda Emily Sasko

Certified Financial Planner

PROVIDENCE VILLAGE, TX | DALLAS, TX

n/a

Brooks Austin Blagg

n/a

DALLAS, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021

Member

yes

01/2022

Mar 28, 2024

Dec 24, 2024

BECKER, DANIEL, WAYNE

CO-TRUSTEE

yes

11/2024

Mar 28, 2023

Dec 24, 2024

BECKER, JACLYN, DENNIS

CO-TRUSTEE

yes

11/2021

Mar 28, 2024

Dec 24, 2024

CUMBA REVOCABLE TRUST DATED 01/23/2017

Member

yes

04/2017

Mar 28, 2024

Dec 24, 2024

CUMBA, BRANDON, KEITH

CO-TRUSTEE

yes

01/2017

Mar 31, 2017

Dec 24, 2024

CUMBA, REBEKAH, ANNE

CO-TRUSTEE

yes

01/2017

Mar 28, 2024

Dec 24, 2024

KRP HOLDINGS, LLC

Member

yes

04/2017

Mar 31, 2017

Dec 24, 2024

PAINTER, KENNETH, ROY

CHIEF EXECUTIVE OFFICER

yes

04/2017

Mar 31, 2017

Dec 24, 2024

PAINTER, KENNETH, ROY

MEMBER AND MANAGER

yes

04/2017

Mar 31, 2017

Dec 24, 2024

PATEL, VIPUL, SHANTILAL

CO-TRUSTEE

yes

12/2012

Mar 28, 2024

Dec 24, 2024

PATEL, VYOMA, VIPUL

CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS

yes

04/2017

Mar 31, 2017

Dec 24, 2024

PATEL, VYOMA, VIPUL

CO-TRUSTEE

yes

12/2012

Mar 31, 2017

Dec 24, 2024

VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012

Member

yes

12/2023

Mar 28, 2024

Dec 24, 2024

WALLACE, ADAM, NO MIDDLE NAME

Member

yes

12/2023

Mar 28, 2024

Dec 24, 2024

WALLACE, DUSTY, DAWN

Member

yes

12/2023

Mar 28, 2023

Dec 24, 2024

WALLACE, DUSTY, DAWN

PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING

yes

08/2021

Mar 28, 2023

Dec 24, 2024

WHIDBY, MARK, WENDALL

CHIEF INVESTMENT OFFICER

yes

06/2022

Mar 28, 2024

Dec 24, 2024

ACI BEARS & BEYOND HOLDING, LLC

Member

01/2024

Mar 28, 2024

Dec 24, 2024

BECKER STRATA HOLDINGS, LLC

Member

01/2022

Mar 28, 2023

Dec 24, 2024

CUMBACO, LLC

Member

04/2017

Mar 31, 2017

Dec 24, 2024

OMSHANTIOM, LLC

Owner

01/2024

Mar 28, 2024

Dec 24, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$886M

n/a

2024

Mar 29, 2025

$927M

n/a

2023

Mar 28, 2024

$795M

$777M

n/a

2022

Mar 28, 2023

$576M

$521M

n/a

2021

Mar 29, 2022

$569M

$515M

n/a

2020

Mar 15, 2021

$455M

$418M

n/a

2019

Feb 19, 2020

$249M

$220M

n/a

2018

Feb 13, 2019

$208M

$183M

n/a

2017

Jan 24, 2018

$154M

$120M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$886M

$927M

-4.4%

$576M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC FA, INC.

May 2, 2017

Apr 25, 2017

DALLAS, TX

Team lift out

Other

0.3%