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M•••• T••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M•••• T••••• A••••

Advisor at C•••• W•••••• • A••••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:e7cb04ed-93ce-aa60-f30c-cf76d66a43a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W•••••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W•••••• • A••••••••• L••	Independent wealth	Mar 28, 2025	n/a	yes	FRISCO, TX	Current employment
S••••• W••••• A•••••••• L••	Independent wealth	Feb 27, 2024	Mar 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• L••	C•••• W•••••• • A••••••••• L••	Mar 10, 2025	Mar 28, 2025	18	Firm change	RIA to RIA
T••• N•••• A•••••••• L••	S••••• W••••• A•••••••• L••	Feb 29, 2024

Relationships

Registered with (3)

→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ S••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2024 to Mar 10, 2025factForm ADV
→ T••• N•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 22, 2022 to Feb 29, 2024factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
M•••• T••••• A•••• left S••••• W••••• A•••••••• L•• for C•••• W•••••• • A••••••••• L•• (registered 2025-03-28)
Form ADVobserved 6 days ago
Occurred
Feb 29, 2024
Advisor changed firm
M•••• T••••• A•••• left T••• N•••• A•••••••• L•• for S••••• W••••• A•••••••• L•• (registered 2024-02-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7cb04ed-93ce-aa60-f30c-cf76d66a43a1
First observed: Apr 22, 2022
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.