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RIA / WealthAdvisorCertified Financial Planner10 years in industry

ANTHONY JOSE CALDERON

Advisor at PEAK FINANCIAL PLANNING

Phoenix, AZ | CANOGA PARK, CA

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Search this name across graphsid dfx:ria:1e2b1c8e-3036-52a7-a75b-2b5c14f45d6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 6, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEAK FINANCIAL PLANNING
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 6, 2018
First registration: Dec 6, 2018
Dual registered: no
Other names: ANTHONY J CALDERON
IAPD individual key: 6794612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEAK FINANCIAL PLANNING	Independent wealth	Jul 30, 2026	n/a	yes	CANOGA PARK, CA\|Phoenix, AZ	Current employment
ORION PORTFOLIO SOLUTIONS, LLC	Bd affiliated wealth	Jun 28, 2024	Jan 2, 2025	no	OMAHA, NE	Previous registration
TRAJAN WEALTH, L.L.C.	Independent wealth	Nov 9, 2023	Jun 21, 2024	no	SCOTTSDALE, AZ	Previous registration
VERSANT CAPITAL MANAGEMENT, INC.	Independent wealth	Nov 1, 2021	Oct 24, 2023	no	PHOENIX, AZ	Previous registration
CWM, LLC	Bd affiliated wealth	Jan 7, 2021	Oct 5, 2021	no	Las Cruces, NM\|El Paso, TX\|Scottsdale, AZ\|OMAHA, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 6, 2018	Sep 18, 2020	no	Phoenix, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ORION PORTFOLIO SOLUTIONS, LLC	PEAK FINANCIAL PLANNING	Jan 2, 2025	Jul 30, 2026	574	Firm change after gap	Ibd to RIA
TRAJAN WEALTH, L.L.C.	ORION PORTFOLIO SOLUTIONS, LLC	Jun 21, 2024	Jun 28, 2024	7	Firm change	RIA to ibd
VERSANT CAPITAL MANAGEMENT, INC.	TRAJAN WEALTH, L.L.C.	Oct 24, 2023	Nov 9, 2023	16	Firm change	RIA to RIA
CWM, LLC	VERSANT CAPITAL MANAGEMENT, INC.	Oct 5, 2021	Nov 1, 2021	27	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	CWM, LLC	Sep 18, 2020	Jan 7, 2021	111	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ PEAK FINANCIAL PLANNINGRegistered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ ORION PORTFOLIO SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 28, 2024 to Jan 2, 2025factForm ADV
→ TRAJAN WEALTH, L.L.C.Registered adviserregistration: previous registration
Nov 9, 2023 to Jun 21, 2024factForm ADV
→ VERSANT CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 1, 2021 to Oct 24, 2023factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jan 7, 2021 to Oct 5, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 6, 2018 to Sep 18, 2020factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 2, 2025
Advisor changed firm
Anthony Jose Calderon left Orion Portfolio Solutions, Llc for Peak Financial Planning (registered 2026-07-30)
Form ADVobserved 4 days ago
Occurred
Jun 21, 2024
Advisor changed firm
Anthony Jose Calderon left Trajan Wealth, L.L.C. for Orion Portfolio Solutions, Llc (registered 2024-06-28)
Form ADVobserved 4 days ago
Occurred
Oct 24, 2023
Advisor changed firm
Anthony Jose Calderon left Versant Capital Management, Inc. for Trajan Wealth, L.L.C. (registered 2023-11-09)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Sep 14, 2026
Anthony Jose Calderon added a AZ registration at Peak Financial Planning