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CRD 158847
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CORBETT MICHAEL LADUKE | Certified Financial Planner | SCOTTSDALE, AZ | 10 | 30 | 1 | no |
| MICHAEL JOSEPH WILSON | n/a | Peoria, AZ | SCOTTSDALE, AZ | 9 | 11 | n/a | no |
| RUBEN GERARDO ANGULO | n/a | TUSCON, AZ | SCOTTSDALE, AZ | 8 | 13 | 1 | no |
| TIMOTHY ALLEN LAMBROS | n/a | TUCSON, AZ | SCOTTSDALE, AZ | 8 | 14 | 1 | no |
| Marti Lynne Bryant | n/a | Alexandria, VA | SCOTTSDALE, AZ | 7 | 11 | 3 | no |
| PAUL EDWARD MANN | n/a | SCOTTSDALE, AZ | 7 | 26 | 6 | no |
| CHRISTOPHER LOWELL NOWACK | n/a | SCOTTSDALE, AZ | 6 | 16 | 5 | no |
| TREVOR CHRISTIAN STAUFFER | n/a | DRAPER, UT | SCOTTSDALE, AZ | FARMINGTON, UT | 6 | 21 | 5 | no |
| THOMAS PATRICK KELLEHER | n/a | SCOTTSDALE, AZ | 5 | 11 | n/a | no |
| NATHAN TODD HABERMAN | Certified Financial Planner | EDMOND, OK | SCOTTSDALE, AZ | 4 | 12 | 4 | no |
| ANDREW CHARLES JUSTICE | n/a | Broomfield, CO | SCOTTSDALE, AZ | 3 | 19 | 2 | no |
| CODY RICHARD HALL | Chartered Financial Analyst | SCOTTSDALE, AZ | AUSTIN, TX | 3 | 12 | 3 | no |
| STEPHEN FRANCIS SHELVEY | Certified Financial Planner | FRISCO, TX | SCOTTSDALE, AZ | 3 | 22 | 5 | no |
| JAGGER AUSTIN COLAROSSI | n/a | SCOTTSDALE, AZ | 3 | 10 | 1 | no |
| JENNIFER CHRISTA BENNETT | n/a | SCOTTSDALE, AZ | Scottsdale, AZ | 3 | 18 | 3 | no |
| JEFF TEARLE BURCH | n/a | SCOTTSDALE, AZ | 3 | 21 | 1 | no |
| SAMUEL P GABRIELSON | Certified Financial Planner | SCOTTSDALE, AZ | 3 | 13 | 2 | no |
| PETER M REILLY | n/a | SCOTTSDALE, AZ | The Woodlands, TX | 2 | 29 | 3 | no |
| Terrence Patrick Hawkins | n/a | Naperville, IL | SCOTTSDALE, AZ | 2 | 14 | 3 | no |
| Justin Junker | n/a | SCOTTSDALE, AZ | 2 | 10 | n/a | no |
| JUDAH D MARGULIES | n/a | Alpharetta, GA | SCOTTSDALE, AZ | 2 | 12 | 3 | no |
| Alexys Z. Serchay | n/a | SCOTTSDALE, AZ | San Antonio, TX | 1 | 19 | 3 | no |
| DOMINICK LAWRENCE DEANGELIS | Certified Financial Planner | SCOTTSDALE, AZ | 1 | 11 | 6 | no |
| ALFRED MICHAEL MEDINA | n/a | SCOTTSDALE, AZ | 1 | 20 | 2 | no |
| DANIEL JOSEPH STANGE | n/a | SCOTTSDALE, AZ | Tampa, FL | 1 | 11 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| OVEERLAY CAPITAL INNOVATION FUND PV, LP | Private Equity Fund | $4.1M | Oct 2, 2024 | 31 | Mar 15, 2024 | dropped | 021-489873 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| JUNIOR, JEFFREY, BRENT | MANAGING MEMBER | E | yes | 12/2010 | Aug 28, 2026 | Aug 28, 2026 |
| MCGREEVY, SHANE, RYAN | Coo | Na | yes | 04/2019 | Apr 16, 2019 | Oct 2, 2024 |
| WASTEK, GREGORY, STEPHEN | CHIEF COMPLIANCE OFFICER | Na | no | 07/2026 | Aug 28, 2026 | Aug 28, 2026 |
| DeMarco, John, Michael | CHIEF COMPLIANCE OFFICER | Na | no | 01/2024 | Mar 15, 2024 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TRAJAN ESTATE | n/a | n/a | n/a | N | yes | n/a |
| TRAJAN TAX, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Frisco | TX | United States | 5 | no |
| Tucson | Az | United States | 4 | no |
| Naples | FL | United States | 3 | no |
| Tampa | FL | United States | 3 | no |
| WEST PALM BEACH | FL | United States | 3 | no |
| Sarasota | FL | United States | 2 | no |
| Draper | Ut | United States | 2 | no |
| Farmington | Ut | United States | 2 | no |
| Gilbert | Az | United States | 1 | no |
| Goodyear | Az | United States | 1 | no |
| Peoria | Az | United States | 1 | no |
| Boulder | Co | United States | 1 | no |
| GREENWOOD VILLAGE | Co | United States | 1 | no |
| Loveland | Co | United States | 1 | no |
| Alpharetta | Ga | United States | 1 | no |
| Atlanta | Ga | United States | 1 | no |
| Kennesaw | Ga | United States | 1 | no |
| Arlington | TX | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| FORT WORTH | TX | United States | 1 | no |
| Mckinney | TX | United States | 1 | no |
| SAN ANTONIO | TX | United States | 1 | no |
| Southlake | TX | United States | 1 | no |
| SUGAR LAND | TX | United States | 1 | no |
| THE WOODLANDS | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Austin | TX | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $2.6B | $2.5B | 140 | 46 | 37 | 2 | n/a |
| 2024 | Feb 21, 2025 | $2.0B | $1.9B | 125 | 38 | 37 | 1 | n/a |
| 2023 | Mar 15, 2024 | $1.4B | $1.4B | 102 | 34 | 28 | 1 | $4.1M |
| 2022 | Mar 24, 2023 | $1.1B | $1.0B | 86 | 30 | 25 | n/a | n/a |
| 2021 | Mar 21, 2022 | $1.1B | $1.0B | 67 | 25 | 11 | n/a | n/a |
| 2020 | Mar 18, 2021 | $654M | $645M | 52 | 17 | 6 | n/a | n/a |
| 2019 | Mar 16, 2020 | $492M | $489M | 45 | 16 | 6 | n/a | n/a |
| 2018 | Mar 12, 2019 | $292M | $289M | 32 | 13 | 4 | n/a | n/a |
| 2017 | Mar 29, 2018 | $182M | $182M | 14 | 7 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $136M | $136M | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 16, 2016 | $120M | $120M | 4 | 4 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 12 | 9 | 3 | 20.5% | 8 | 2 | 0 | 27 | 15 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.6B | $2.0B | 32.1% | $1.1B | 35.2% | 140 | 125 | 37 | 37 |