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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)30 years in industry

Charles Falconer McCallum

Advisor at FIRST CITIZENS ASSET MANAGEMENT, INC

RALEIGH, NC | Raleigh, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST CITIZENS ASSET MANAGEMENT, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 3
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 20, 1996
First registration: Jan 6, 2003
Dual registered: yes, broker-dealer
Other names: Cory McCallum|Charles Falconer McCallum|Charles Falconer McCallum
IAPD individual key: 2697260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SVB WEALTH	Independent wealth	Aug 13, 2025	n/a	yes	Raleigh, NC	Current employment
FIRST CITIZENS ASSET MANAGEMENT, INC	Bd affiliated wealth	Aug 13, 2025	n/a	yes	Raleigh, NC	Current employment
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	May 15, 2024	n/a	yes	RALEIGH, NC	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Dec 10, 2019	Mar 10, 2021	no	RICHMOND, VA\|CHARLOTTE, NC\|RICHMOND, VA\|ATLANTA, GA\|ATLANTA, GA\|Atlanta, GA\|RICHMOND, VA	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 14, 2016	Jan 31, 2023	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 11, 2010	Dec 31, 2016	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 6, 2003	Jun 30, 2008	no	BRENTWOOD, TN\|NASHVILLE, TN\|BRENTWOOD, TN\|NORFOLK, VA\|NORFOLK, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	BB&T SECURITIES, LLC	Jan 31, 2023	Dec 10, 2019	-1,148	Firm change after gap	Ibd to ibd
BB&T SECURITIES, LLC	FIRST CITIZENS INVESTOR SERVICES, INC.	Mar 10, 2021	May 15, 2024	1,162	Firm change after gap	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 14, 2016	-108	Bulk transfer	Other

Relationships

Registered with (6)

→ FIRST CITIZENS ASSET MANAGEMENT, INCRegistered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: current employment
Aug 13, 2025 to presentfactForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 14, 2016 to Jan 31, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 10, 2019 to Mar 10, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 11, 2010 to Dec 31, 2016factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
Charles Falconer Mccallum left Truist Advisory Services, Inc. for Bb&T Securities, Llc (registered 2019-12-10)
Form ADVobserved 4 days ago