DFX Intelligence

J••••• P••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J••••• P••• T•••

Advisor at L•• F•••••••• L••

ALBANY, NY

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Search this name across graphsid dfx:ria:1e31512a-9942-c006-1e65-43b394d18f70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 10, 2020	n/a	yes	ALBANY, NY	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 3, 2013	Nov 12, 2020	no	ALBANY, NY\|Albany, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Nov 12, 2020	Nov 10, 2020	-2	Firm change	Ibd to ibd
E•••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 11, 2013	Jun 3, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:NY:2020-11-12	Nov 12, 2020	Nov 10, 2020	ALBANY, NY	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 10, 2020 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2013 to Nov 12, 2020factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 9, 2002 to Jun 11, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e31512a-9942-c006-1e65-43b394d18f70
First observed: Aug 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.