J••••• P••• T•••

• L•• F•••••••• L•• BD affiliated current
  since Nov 10, 2020 · Albany, Ny
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Jun 3, 2013 to Nov 12, 2020 · Albany, Ny
• E•••••••• A•••••••• L•• national BD
  Aug 9, 2002 to Jun 11, 2013 · Malta, Ny

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Nov 12, 2020, registered Nov 10, 2020 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
• E•••••••• A•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jun 11, 2013, registered Jun 3, 2013 (-8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address