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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)33 years in industry

GREGORY EDWARD SHULMAN

Advisor at PROSPERITY CAPITAL ADVISORS

WESTLAKE, OH | Red Bank, NJ

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Search this name across graphsid dfx:ria:1e4111f0-bed4-2648-00d0-9d6aeca6d142

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITY CAPITAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jun 16, 1993
First registration: Jul 30, 2002
Dual registered: yes, broker-dealer
Other names: GREGORY E SHULMAN
IAPD individual key: 2354222

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITY CAPITAL ADVISORS	Independent wealth	Nov 8, 2023	n/a	yes	Red Bank, NJ\|WESTLAKE, OH	Current employment
KB FINANCIAL PARTNERS, LLC	Former SEC adviser	Jun 12, 2012	Mar 31, 2017	no	POINT PLEASANT BEACH, NJ	Previous registration
KINGSBRIDGE ADVISORS, LLC	State registered	Oct 28, 2004	Jun 6, 2013	no	POINT PLEASANT BEACH, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 30, 2002	Jun 13, 2012	no	PT. PLEASANT BEACH, NJ\|PT PLEASANT, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KB FINANCIAL PARTNERS, LLC	PROSPERITY CAPITAL ADVISORS	Mar 31, 2017	Nov 8, 2023	2,413	Firm change after gap	Other
KINGSBRIDGE ADVISORS, LLC	KB FINANCIAL PARTNERS, LLC	Jun 6, 2013	Jun 12, 2012	-359	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	KINGSBRIDGE ADVISORS, LLC	Jun 13, 2012	Oct 28, 2004	-2,785	Firm change after gap	Ibd to state RIA

Relationships

Registered with (4)

→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: current employment
Nov 8, 2023 to presentfactForm ADV
→ KB FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 12, 2012 to Mar 31, 2017factForm ADV
→ KINGSBRIDGE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 28, 2004 to Jun 6, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 30, 2002 to Jun 13, 2012factForm ADV

Dated events

No dated event names this entity yet.