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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

KB FINANCIAL PARTNERS, LLC

CRD 119166

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b1314ea-8cc9-2c80-004f-efa69192dc22

Data as of Aug 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 17
On other graphs: 1
Observed: Jun 6, 2013 to Aug 10, 2023
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

KB Financial Partners, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.3BItem 5.F on the latest filing (2023-08-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $991M
Private client RAUM: $954MderivedItem 5.D individuals plus high net worth individuals
Private client share: 73%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,175
Individual clients: 97
High net worth clients: 102
Custody, client assets: $212M
SEC number: 801-78199
CRD: 119166
Filings on the tape: 27
First filed: Jun 6, 2013
Latest filed: Aug 10, 2023
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAPLAN, JAMES, DAVID	MANAGING MEMBER	D	yes	01/2016	Jun 6, 2013	Aug 10, 2023
KAPLAN, JAMES, DAVID	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	07/1999	Jun 6, 2013	Aug 10, 2023
KB FINANCIAL COMPANIES, LLC	MANAGING MEMBER	E	yes	08/2016	Oct 3, 2016	Aug 10, 2023
Rozzi, Matthew, James	CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER	Na	yes	02/2020	Mar 11, 2020	Aug 10, 2023
MELNICK, ANDREW, JOSEPH	CHIEF INVESTMENT STRATEGIST	Na	no	06/2020	Mar 26, 2021	Aug 10, 2023
TURI, STEVEN, JOSEPH	CHIEF INVESTMENT OFFICER	Na	no	06/2020	Mar 26, 2021	Aug 10, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KB FINANCIAL ADVISORY PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$1.3B	$991M	17	13	0	n/a	n/a
2021	Mar 31, 2022	$1.1B	$778M	17	13	1	n/a	n/a
2020	Mar 26, 2021	$619M	$598M	18	14	1	n/a	n/a
2019	Mar 30, 2020	$785M	$758M	19	11	2	n/a	n/a
2018	Mar 26, 2019	$594M	$574M	15	7	2	n/a	n/a
2017	Mar 16, 2018	$615M	$595M	14	6	2	n/a	n/a
2016	Mar 16, 2017	$470M	$451M	17	7	n/a	n/a	n/a
2015	Mar 15, 2016	$442M	$425M	17	7	n/a	n/a	n/a
2014	Mar 18, 2015	$488M	$441M	20	7	n/a	n/a	n/a
2013	Mar 7, 2014	$446M	$426M	20	7	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.3B	$1.1B	22.3%	$785M	18.4%	17	17	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Onedigital	6	Dec 31, 2023	Sep 15, 2022	PRINCETON, NJ	Firm absorbed	Other	75.0%

Relationships

Controls (3)

← KAPLAN, JAMES, DAVIDOwnerMANAGING MEMBER, ownership code D, individual
Jun 6, 2013 to presentfactForm ADV
← Rozzi, Matthew, JamesOwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 11, 2020 to presentfactForm ADV
← KB FINANCIAL COMPANIES, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Oct 3, 2016 to presentfactForm ADV

Owns (2)

← TURI, STEVEN, JOSEPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 26, 2021 to presentfactForm ADV
← MELNICK, ANDREW, JOSEPHOwnerCHIEF INVESTMENT STRATEGIST, ownership code NA, individual
Mar 26, 2021 to presentfactForm ADV

Registered with (15)

← JAMES DAVID KAPLANAdvisorregistration: previous registration
Jul 28, 2000 to Dec 31, 2023factForm ADV
← DANIEL JAMAN FURINESSAdvisorregistration: previous registration
Sep 7, 2006 to Dec 31, 2023factForm ADV
← Graham C ClarkeAdvisorregistration: previous registration
Mar 18, 2020 to Dec 31, 2023factForm ADV
← ELLIOT J SILVERSTEINAdvisorregistration: previous registration
Sep 14, 2018 to Dec 31, 2023factForm ADV
← Henry Newbold EllisAdvisorregistration: previous registration
Mar 5, 2020 to Dec 31, 2023factForm ADV
← Vasiliky Kyriacou DionneAdvisorregistration: previous registration
Jul 28, 2023 to Dec 31, 2023factForm ADV
← Krystian M SuberAdvisorregistration: previous registration
Jun 21, 2021 to Dec 31, 2023factForm ADV
← WILLIAM HENRY DAMORAAdvisorregistration: previous registration
Apr 17, 2012 to Dec 31, 2023factForm ADV
← ERIK NMN MOSHOLTAdvisorregistration: previous registration
Jul 22, 2005 to Mar 4, 2020factForm ADV
← LOUIS CLAY FANCHERAdvisorregistration: previous registration
Nov 14, 2002 to Mar 4, 2020factForm ADV
← BRAD KENNETH HEINDELAdvisorregistration: previous registration
Apr 21, 2005 to Mar 4, 2020factForm ADV
← GREGORY EDWARD SHULMANAdvisorregistration: previous registration
Jun 12, 2012 to Mar 31, 2017factForm ADV
← KRISTOPHER GROSSMANAdvisorregistration: previous registration
Nov 4, 2010 to Apr 27, 2012factForm ADV
← JOHN G MCCORMICKAdvisorregistration: previous registration
Feb 2, 2006 to Mar 16, 2012factForm ADV
← AMY MARIE ROTTURAAdvisorregistration: previous registration
Nov 14, 2002 to Dec 7, 2005factForm ADV

Moved with (1)

→ ONEDIGITALRegistered adviser6 advisors, firm absorbed, same day
Dec 31, 2023 to Sep 15, 2022factForm ADV

Dated events

Occurred
Dec 31, 2023
Firm absorbed
KB Financial Partners, LLC's advisors moved to Onedigital (Princeton, NJ): 6 of 8 registered, on the same day
Form ADVobserved 4 days ago
6 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Krystian M Suber left Kb Financial Partners, Llc for Onedigital (registered 2022-09-15)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
William Henry Damora left Kb Financial Partners, Llc for Onedigital (registered 2022-09-15)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Daniel Jaman Furiness left Kb Financial Partners, Llc for Onedigital (registered 2022-09-14)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor departed, no destination yet
Vasiliky Kyriacou Dionne no longer registered at Kb Financial Partners, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Graham C Clarke left Kb Financial Partners, Llc for Onedigital (registered 2022-09-14)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Henry Newbold Ellis left Kb Financial Partners, Llc for Onedigital (registered 2022-09-15)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
James David Kaplan left Kb Financial Partners, Llc for Onedigital (registered 2022-09-15)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Elliot J Silverstein left Kb Financial Partners, Llc for Onedigital (registered 2022-09-14)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Kb Financial Partners, Llc reported RAUM $1.1B, up 72% from $618.8M (2022-01-07 to 2022-03-31)
Form ADVobserved 4 days ago
$445M
Occurred
Mar 30, 2020
Regulatory AUM changed
Kb Financial Partners, Llc reported RAUM $784.7M, up 32% from $593.8M (2020-03-11 to 2020-03-30)
Form ADVobserved 4 days ago
$191M
Occurred
Mar 11, 2020
Control person joined
James Matthew Rozzi (Chief Compliance Officer And Chief Operating Officer) appeared on Schedule A of Kb Financial Partners, Llc
Form ADVobserved 4 days ago
Occurred
Mar 11, 2020
Control person left
Nmn Erik Mosholt (Chief Investment Officer/Chief Compliance Officer) no longer on Schedule A of Kb Financial Partners, Llc (listed 2019-10-09, absent 2020-03-11)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Control person left
Law Regina Massad (Owner) no longer on Schedule A of Kb Financial Partners, Llc (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Control person left
Ann Elizabeth Thielmann (Owner) no longer on Schedule A of Kb Financial Partners, Llc (listed 2018-03-29, absent 2019-03-26)
Form ADVobserved 4 days ago
Occurred
Mar 16, 2018
Regulatory AUM changed
Kb Financial Partners, Llc reported RAUM $615.3M, up 31% from $469.9M (2017-03-16 to 2018-03-16)
Form ADVobserved 4 days ago
$145M
Occurred
Jun 6, 2013
First Form ADV filing
Kb Financial Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b1314ea-8cc9-2c80-004f-efa69192dc22
First observed: Jun 6, 2013
Last observed: Aug 10, 2023 37 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KB FINANCIAL PARTNERS, LLC

CRD 119166

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b1314ea-8cc9-2c80-004f-efa69192dc22

Data as of Aug 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAPLAN, JAMES, DAVID

MANAGING MEMBER

yes

01/2016

Jun 6, 2013

Aug 10, 2023

KAPLAN, JAMES, DAVID

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

07/1999

Jun 6, 2013

Aug 10, 2023

KB FINANCIAL COMPANIES, LLC

MANAGING MEMBER

yes

08/2016

Oct 3, 2016

Aug 10, 2023

Rozzi, Matthew, James

CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER

yes

02/2020

Mar 11, 2020

Aug 10, 2023

MELNICK, ANDREW, JOSEPH

CHIEF INVESTMENT STRATEGIST

06/2020

Mar 26, 2021

Aug 10, 2023

TURI, STEVEN, JOSEPH

CHIEF INVESTMENT OFFICER

06/2020

Mar 26, 2021

Aug 10, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KB FINANCIAL ADVISORY PARTNERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$1.3B

$991M

n/a

2021

Mar 31, 2022

$1.1B

$778M

n/a

2020

Mar 26, 2021

$619M

$598M

n/a

2019

Mar 30, 2020

$785M

$758M

n/a

2018

Mar 26, 2019

$594M

$574M

n/a

2017

Mar 16, 2018

$615M

$595M

n/a

2016

Mar 16, 2017

$470M

$451M

n/a

2015

Mar 15, 2016

$442M

$425M

n/a

2014

Mar 18, 2015

$488M

$441M

n/a

2013

Mar 7, 2014

$446M

$426M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$1.3B

$1.1B

22.3%

$785M

18.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Onedigital

Dec 31, 2023

Sep 15, 2022

PRINCETON, NJ

Firm absorbed

Other

75.0%