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RIA / WealthAdvisorCertified Financial Planner19 years in industry

DEV GUPTA

Advisor at PERIGON WEALTH MANAGEMENT, LLC

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:1e4aae94-d33e-e034-4183-f7d8b025079a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERIGON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 12, 2006
First registration: May 14, 2007
Dual registered: no
Other names: DEV RATTAN GUPTA|DEVRATNA GUPTA
IAPD individual key: 4447991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	Jan 7, 2020	n/a	yes	SAN FRANCISCO, CA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 28, 2010	Jan 8, 2020	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 1, 2010	no	SAN FRANCISCO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 14, 2007	Jun 1, 2009	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PERIGON WEALTH MANAGEMENT, LLC	Jan 8, 2020	Jan 7, 2020	-1	Firm change	Wirehouse to RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 1, 2010	Sep 28, 2010	-3	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 7, 2020 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 28, 2010 to Jan 8, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 1, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 14, 2007 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.