DFX Intelligence

R••••• B••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

R••••• B••••• A•••••

Advisor at T••••• A•••• M••••••••• L••

LITTLETON, CO | Gibsland, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e4d9a01-6389-b8ac-2964-275a2b06ff24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A•••• M••••••••• L••	Independent wealth	Dec 2, 2019	n/a	yes	LITTLETON, CO\|Gibsland, LA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Dec 2, 2019	no	GIBSLAND, LA\|ARCADIA, LA\|ATHENS, LA\|MINDEN, LA\|HOMER, LA\|GIBSLAND, LA\|SIBLEY, LA\|GIBSLAND, LA\|HOMER, LA\|MINDEN, LA\|ATHENS, LA\|ARCADIA, LA\|SIBLEY, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T••••• A•••• M••••••••• L••	Dec 2, 2019	Dec 2, 2019	0	Firm change	Ibd to RIA
I••••••••• C•••••• O• A••••••• I•••	L•• F•••••••• L••	Nov 29, 2017	Nov 29, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:174844:LA:2019-12-02	Dec 2, 2019	Dec 2, 2019	SIBLEY, LA	Firm change
110692:16443:MI:2017-07-31	Jul 31, 2017	Aug 1, 2017	ANN ARBOR, MI	Firm change

Relationships

Registered with (4)

→ T••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 2, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Dec 2, 2019factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2017 to Nov 29, 2017factForm ADV
→ SPC

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e4d9a01-6389-b8ac-2964-275a2b06ff24
First observed: Nov 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.