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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TUCKER ASSET MANAGEMENT LLC

CRD 174844

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cadaa1e0-5ced-1b51-d58f-eb31cb25d0ea

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 102
Dated events: 40
On other graphs: 0
Observed: Dec 23, 2015 to Jun 2, 2026
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $604MItem 5.F on the latest filing (2026-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $532M
Private client RAUM: $532MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 60
RAUM per advisor: $10.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 80
Advisory employees: 69
Offices: 60Schedule D 1.F, beyond the principal office
Accounts: 3,217
Individual clients: 2,900
High net worth clients: 43
Custody, client assets: $291M
SEC number: 801-107110
CIK: 1870012
CRD: 174844
Filings on the tape: 67
First filed: Dec 23, 2015
Latest filed: Jun 2, 2026
Organised: Limited Liability Company, CO
Website: tuckeram.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 59

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANK C FILISKY	Certified Financial Planner\|Chartered Financial Consultant	Poland, OH	11	41	2	no
MICHAEL ANTHONY D'AVELLA	n/a	West Chester, PA	10	42	2	no
THOMAS WALTER SAVINO	n/a	Newport Beach, CA \| LITTLETON, CO	10	31	2	no
JEFFREY LYNN LEONARD	n/a	LITTLETON, CO \| Las Vegas, NV	9	24	1	no
GLEN ARTHUR MCGAHA	n/a	Apollo Beach, FL	9	20	n/a	no
TIMOTHY ALLEN BUSH	n/a	Gainesville, GA \| LITTLETON, CO	9	26	n/a	no
Travis Marc Ivanoff	n/a	CYPRESS, CA \| LITTLETON, CO \| Cypress, CA	8	10	n/a	no
ANDREW DELOS ELISON	n/a	LITTLETON, CO \| Caldwell, ID	8	35	n/a	no
Robert Murry Darwin	n/a	LITTLETON, CO \| Beaumont, TX	8	28	n/a	no
JOSEPH ALLEN ELISON	n/a	LITTLETON, CO \| St. George, UT	7	29	n/a	no
MARK CHIODA	n/a	Gladstone, NJ \| LITTLETON, CO	7	17	n/a	no
Scot Ashley Sexton	n/a	LITTLETON, CO \| Beaumont, TX	7	16	n/a	no
GULAM AMIR FAZEL	n/a	Allentown, PA \| LITTLETON, CO \| Lake Mary, FL	7	30	4	no
JAY CORBETT HENSON	n/a	LITTLETON, CO \| Spencer, IN	6	30	2	no
ROBERT BAUCUM ANGLIN	n/a	LITTLETON, CO \| Gibsland, LA	6	25	3	no
NANCY KAREN NELSON	n/a	LITTLETON, CO \| Bossier City, LA	6	15	4	no
DAVID WILLIAM ANTON	n/a	LITTLETON, CO \| FOMBELL, PA	6	41	1	no
KENNETH WADE CHRISTIAN	n/a	Bala Cynwyd, PA \| LITTLETON, CO	6	26	n/a	no
JILL MARIE PIERCE	n/a	LITTLETON, CO \| Vancouver, WA	5	25	1	no
DAVID LEE WEST	Chartered Financial Consultant	LITTLETON, CO \| Orem, UT	5	30	7	no
Christopher Maxwell Wharton	n/a	LITTLETON, CO	5	10	n/a	no
FRANCES MARIE LONGSHORE	Certified Financial Planner	Houston, TX \| LITTLETON, CO	5	42	2	no
MARYANN L RUBEN	n/a	North Olmsted, OH \| LITTLETON, CO	5	21	n/a	no
Seth Andrew Elison	n/a	Caldwell, ID \| LITTLETON, CO	5	19	n/a	no
SHANE ALLAN MCCANN	n/a	LITTLETON, CO \| Missoula, MT	5	32	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Domingos, Lloyd, Joseph	CHIEF COMPLIANCE OFFICER	Na	yes	06/2019	Jun 18, 2019	Sep 18, 2024
KARLAN KEN TUCKER TRUST TEE	Member	E	yes	02/2015	Dec 23, 2015	Sep 18, 2024
TUCKER, KARLAN, KEN	Trustee	F	yes	02/2015	Dec 23, 2015	Sep 18, 2024
TUCKER, KARLAN, KEN	Ceo	Na	yes	02/2015	Dec 23, 2015	Sep 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TUCKER ADVISORY GROUP, INC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Littleton	Co	United States	2	no
BATTLE GROUND	Wa	United States	2	no
Cypress	CA	United States	1	no
DANA POINT	CA	United States	1	no
NEWPORT BEACH	CA	United States	1	no
EAST LYME	Ct	United States	1	no
LAKE MARY	FL	United States	1	no
Donalsonville	Ga	United States	1	no
Caldwell	Id	United States	1	no
Spencer	In	United States	1	no
Gibsland	La	United States	1	no
Missoula	Mt	United States	1	no
Asheville	Nc	United States	1	no
Gladstone	Nj	United States	1	no
LAS VEGAS	Nv	United States	1	no
Fombell	Pa	United States	1	no
Beaumont	TX	United States	1	no
Nederland	TX	United States	1	no
Hurrican	Ut	United States	1	no
VIRGINIA BEACH	Va	United States	1	no
Cashmere	Wa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$604M	$532M	80	69	60	n/a	n/a
2024	Mar 26, 2025	$641M	$580M	80	79	60	n/a	n/a
2023	Mar 25, 2024	$476M	$452M	82	78	57	n/a	n/a
2022	Mar 29, 2023	$369M	$369M	75	70	57	n/a	n/a
2021	Mar 26, 2022	$342M	$342M	65	58	50	n/a	n/a
2020	Mar 29, 2021	$206M	$206M	46	43	39	n/a	n/a
2019	Mar 27, 2020	$93.4M	$93.4M	36	33	30	n/a	n/a
2018	Mar 26, 2019	$56.6M	$56.6M	34	34	27	n/a	n/a
2017	Feb 21, 2018	$35.5M	$35.5M	40	30	24	n/a	n/a
2016	Mar 30, 2017	$22.5M	$22.5M	28	24	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	6.7%	0	0	0	17	18

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$604M	$641M	-5.8%	$369M	17.8%	80	80	60	60

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
IMPACT PARTNERSHIP WEALTH, LLC	2	Sep 23, 2025	Sep 3, 2025	AURORA, CO	Team lift out	RIA to RIA	3.2%
ADVISORY ALPHA, LLC	2	Apr 2, 2025	Feb 6, 2025	LITTLETON, CO	Team lift out	RIA to RIA	3.2%
TUMOLO WEALTH MANAGEMENT LLC	2	Jun 28, 2024	May 16, 2024	MIDDLETOWN, CT	Team lift out	RIA to RIA	3.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Dec 2, 2019	Dec 2, 2019	SIBLEY, LA	Team lift out	Ibd to RIA	0.0%

Relationships

showing 80 of 102

Registered with (75)

← JEFFREY KEEGAN MARTINAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← PAUL YOONAdvisorregistration: current employment
Feb 24, 2026 to presentfactForm ADV
← STEPHEN DOUGLAS RAUAdvisorregistration: current employment
Sep 10, 2025 to presentfactForm ADV
← Ariel Marie BeanAdvisorregistration: current employment
Jun 24, 2025 to presentfactForm ADV
← SCOTT EDWARD CANADYAdvisorregistration: current employment
Jun 2, 2025 to presentfactForm ADV
← PATRICK MICHAEL KAISERAdvisorregistration: current employment
May 9, 2025 to presentfactForm ADV
← EDGAR ALLEN THOMASAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← DARREN FOSTER PETTYAdvisorregistration: current employment
Feb 19, 2025 to presentfactForm ADV
← LEON GREGORY JAMESAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ROBERT HASTINGS RUHMAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← ROSA SHALAAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL A LEWINAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← Lillian Sophia RealphAdvisorregistration: current employment
Aug 30, 2024 to presentfactForm ADV
← Evert Yunyong ChungAdvisorregistration: current employment
Aug 13, 2024 to presentfactForm ADV
← JAMES BRYAN REYNOLDSAdvisorregistration: current employment
Jul 26, 2024 to presentfactForm ADV
← Vikalp AgrawalAdvisorregistration: current employment
Jun 6, 2024 to presentfactForm ADV
← DAVID MICHAEL ZAMORAAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← JEFFREY ALAN MURRAYAdvisorregistration: current employment
Feb 20, 2024 to presentfactForm ADV
← Glen KavanaghAdvisorregistration: current employment
Jan 23, 2024 to presentfactForm ADV
← Martin NielsenAdvisorregistration: current employment
Jan 11, 2024 to presentfactForm ADV
← MARC MAGASAdvisorregistration: current employment
Jan 3, 2024 to presentfactForm ADV
← GEORGE STEVE MAGASAdvisorregistration: current employment
Oct 23, 2023 to presentfactForm ADV
← Rickey Lynn VanhooserAdvisorregistration: current employment
Jun 26, 2023 to presentfactForm ADV
← DONNA R BARNHILLAdvisorregistration: current employment
Sep 6, 2022 to presentfactForm ADV
← LEONARD STANLEY BODNARAdvisorregistration: current employment
Sep 1, 2022 to presentfactForm ADV
← Justin Alexander MillerAdvisorregistration: current employment
Aug 18, 2022 to presentfactForm ADV
← Carlton John EbnethAdvisorregistration: current employment
Jul 8, 2022 to presentfactForm ADV
← DAVID LEROY BARRAdvisorregistration: current employment
Jun 27, 2022 to presentfactForm ADV
← John Luna DarwinAdvisorregistration: current employment
May 9, 2022 to presentfactForm ADV
← Thomas VelickoffAdvisorregistration: current employment
Feb 28, 2022 to presentfactForm ADV
and 45 more

Moved with (1)

→ IMPACT PARTNERSHIP WEALTH, LLCRegistered adviser2 advisors, team lift out, same day
Sep 23, 2025 to Sep 3, 2025factForm ADV

Controls (3)

← TUCKER, KARLAN, KENOwnerTRUSTEE, ownership code F, individual
Dec 23, 2015 to Sep 18, 2024factForm ADV
← Domingos, Lloyd, JosephOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 18, 2019 to Sep 18, 2024factForm ADV
← KARLAN KEN TUCKER TRUST TEEOwnerMEMBER, ownership code E, domestic entity
Dec 23, 2015 to Sep 18, 2024factForm ADV

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 4, 2026
Advisor changed firm
Joseph Michael Polychronis left Tucker Asset Management Llc for Integrity Advisory Solutions (registered 2026-02-27)
Form ADVobserved 4 days ago
Occurred
Nov 12, 2025
Advisor changed firm
Michael Howard Spencer left Tucker Asset Management Llc for Fitzwilliams Wealth Management Inc. (registered 2025-11-24)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2025
Team lift-out
2 advisors left Tucker Asset Management LLC (Broomfield, CO) for Impact Partnership Wealth, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 23, 2025
Advisor changed firm
John Foster Ripley left Tucker Asset Management Llc for Impact Partnership Wealth, Llc (registered 2025-03-14)
Form ADVobserved 4 days ago
Occurred
Sep 23, 2025
Advisor changed firm
John Charles Cheeseman left Tucker Asset Management Llc for Impact Partnership Wealth, Llc (registered 2025-09-03)
Form ADVobserved 4 days ago
Occurred
Jun 10, 2025
Advisor changed firm
Ryan Christopher Hughes left Tucker Asset Management Llc for Ae Wealth Management, Llc (registered 2025-05-06)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Advisor changed firm
Deirdre Hafen left Tucker Asset Management Llc for Advisory Alpha, Llc (registered 2025-02-14)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2025
Advisor changed firm
Clinton Lee Connell left Tucker Asset Management Llc for The Rosamond Financial Group Wealth Management, Llc (registered 2025-04-07)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2025
Advisor changed firm
David Wayne Campbell left Tucker Asset Management Llc for First Command Advisory Services (registered 2025-08-18)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2025
Team lift-out
2 advisors left Tucker Asset Management LLC (Littleton, CO) for Advisory Alpha, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Apr 2, 2025
Advisor changed firm
David John Loskill left Tucker Asset Management Llc for Advisory Alpha, Llc (registered 2025-02-06)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2025
Advisor changed firm
Gaylynn Loskill left Tucker Asset Management Llc for Advisory Alpha, Llc (registered 2025-01-24)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
Tucker Asset Management Llc reported RAUM $640.8M, up 34% from $476.5M (2024-09-18 to 2025-03-26)
Form ADVobserved 4 days ago
$164M
Occurred
Dec 6, 2024
Advisor changed firm
Christopher Ryan Shoop left Tucker Asset Management Llc for Better Day Financial Planning Llc (registered 2024-12-05)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2024
Advisor changed firm
Kevin Andrew Mccann left Tucker Asset Management Llc for Horter Investment Management, Llc (registered 2024-08-06)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2024
Advisor departed, no destination yet
Randolph Andrew Fisher no longer registered at Tucker Asset Management Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Jun 28, 2024
Team lift-out
2 advisors left Tucker Asset Management LLC (Middletown, CT) for Tumolo Wealth Management LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Jun 28, 2024
Advisor changed firm
Kenneth Daniel Tumolo left Tucker Asset Management Llc for Tumolo Wealth Management Llc (registered 2024-05-16)
Form ADVobserved 4 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Nicholas Daniel Tumolo left Tucker Asset Management Llc for Tumolo Wealth Management Llc (registered 2024-05-16)
Form ADVobserved 4 days ago
Occurred
May 14, 2024
Advisor changed firm
Christopher David Coppolo left Tucker Asset Management Llc for Sound Income Strategies, Llc (registered 2024-07-09)
Form ADVobserved 4 days ago
Occurred
Mar 25, 2024
Regulatory AUM changed
Tucker Asset Management Llc reported RAUM $476.5M, up 29% from $369.4M (2023-09-21 to 2024-03-25)
Form ADVobserved 4 days ago
$107M
Occurred
Feb 28, 2024
Advisor changed firm
Ricky Earl Durdahl left Tucker Asset Management Llc for Senior Tax Advisory Group, Inc. (registered 2024-02-22)
Form ADVobserved 4 days ago
Occurred
Nov 9, 2023
Advisor changed firm
Jonathan Fred Busch left Tucker Asset Management Llc for Ae Wealth Management, Llc (registered 2023-11-09)
Form ADVobserved 4 days ago
Occurred
Oct 31, 2023
Advisor changed firm
Michael Patrick Kelly left Tucker Asset Management Llc for Simplicity Wealth (registered 2026-04-14)
Form ADVobserved 4 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Donald Gene Durr left Tucker Asset Management Llc for Transce3Nd Llc (registered 2023-05-06)
Form ADVobserved 4 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Antoine G Ducros left Tucker Asset Management Llc for Brookstone Wealth Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
May 26, 2022
Advisor changed firm
Benjamin Schleicher left Tucker Asset Management Llc for Stifel, Nicolaus & Company, Incorporated (registered 2022-04-12)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2022
Regulatory AUM changed
Tucker Asset Management Llc reported RAUM $342.4M, up 66% from $205.9M (2022-03-17 to 2022-03-26)
Form ADVobserved 4 days ago
$137M
Occurred
Mar 2, 2022
Advisor changed firm
Randolph Andrew Fisher left Tucker Asset Management Llc for Artemis Wealth Advisors (registered 2022-02-25)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Tucker Asset Management Llc reported RAUM $205.9M, up 120% from $93.4M (2021-02-09 to 2021-03-29)
Form ADVobserved 4 days ago
$112M
Occurred
Jun 18, 2019
Control person left
A Tyrome Peterson (Chief Compliance Officer) no longer on Schedule A of Tucker Asset Management Llc (listed 2019-03-26, absent 2019-06-18)
Form ADVobserved 4 days ago
Occurred
Jun 18, 2019
Control person joined
Joseph Lloyd Domingos (Chief Compliance Officer) appeared on Schedule A of Tucker Asset Management Llc
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Control person joined
A Tyrome Peterson (Chief Compliance Officer) appeared on Schedule A of Tucker Asset Management Llc
Form ADVobserved 4 days ago

Show 7 bookkeeping events

Occurred
Mar 29, 2023
Tucker Asset Management Llc reported 57 offices beyond its principal office, up from 50 (2022-09-06 to 2023-03-29)
Occurred
Mar 29, 2023
Tucker Asset Management Llc reported 70 state-registered advisory representatives, up from 58 (2022-09-06 to 2023-03-29)
Occurred
Mar 26, 2022
Tucker Asset Management Llc reported 50 offices beyond its principal office, up from 39 (2022-03-17 to 2022-03-26)
Occurred
Mar 26, 2022
Tucker Asset Management Llc reported 58 state-registered advisory representatives, up from 43 (2022-03-17 to 2022-03-26)
Occurred
Mar 29, 2021
Tucker Asset Management Llc reported 39 offices beyond its principal office, up from 33 (2021-02-09 to 2021-03-29)
Occurred
Mar 29, 2021
Tucker Asset Management Llc reported 43 state-registered advisory representatives, up from 33 (2021-02-09 to 2021-03-29)
Occurred
Feb 21, 2018
Tucker Asset Management Llc reported 24 state-registered advisory representatives, up from 0 (2017-07-12 to 2018-02-21)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cadaa1e0-5ced-1b51-d58f-eb31cb25d0ea
First observed: Dec 23, 2015
Last observed: Jun 2, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TUCKER ASSET MANAGEMENT LLC

CRD 174844

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cadaa1e0-5ced-1b51-d58f-eb31cb25d0ea

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANK C FILISKY

Certified Financial Planner|Chartered Financial Consultant

Poland, OH

MICHAEL ANTHONY D'AVELLA

n/a

West Chester, PA

THOMAS WALTER SAVINO

n/a

Newport Beach, CA | LITTLETON, CO

JEFFREY LYNN LEONARD

n/a

LITTLETON, CO | Las Vegas, NV

GLEN ARTHUR MCGAHA

n/a

Apollo Beach, FL

n/a

TIMOTHY ALLEN BUSH

n/a

Gainesville, GA | LITTLETON, CO

n/a

Travis Marc Ivanoff

n/a

CYPRESS, CA | LITTLETON, CO | Cypress, CA

n/a

ANDREW DELOS ELISON

n/a

LITTLETON, CO | Caldwell, ID

n/a

Robert Murry Darwin

n/a

LITTLETON, CO | Beaumont, TX

n/a

JOSEPH ALLEN ELISON

n/a

LITTLETON, CO | St. George, UT

n/a

MARK CHIODA

n/a

Gladstone, NJ | LITTLETON, CO

n/a

Scot Ashley Sexton

n/a

LITTLETON, CO | Beaumont, TX

n/a

GULAM AMIR FAZEL

n/a

Allentown, PA | LITTLETON, CO | Lake Mary, FL

JAY CORBETT HENSON

n/a

LITTLETON, CO | Spencer, IN

ROBERT BAUCUM ANGLIN

n/a

LITTLETON, CO | Gibsland, LA

NANCY KAREN NELSON

n/a

LITTLETON, CO | Bossier City, LA

DAVID WILLIAM ANTON

n/a

LITTLETON, CO | FOMBELL, PA

KENNETH WADE CHRISTIAN

n/a

Bala Cynwyd, PA | LITTLETON, CO

n/a

JILL MARIE PIERCE

n/a

LITTLETON, CO | Vancouver, WA

DAVID LEE WEST

Chartered Financial Consultant

LITTLETON, CO | Orem, UT

Christopher Maxwell Wharton

n/a

LITTLETON, CO

n/a

FRANCES MARIE LONGSHORE

Certified Financial Planner

Houston, TX | LITTLETON, CO

MARYANN L RUBEN

n/a

North Olmsted, OH | LITTLETON, CO

n/a

Seth Andrew Elison

n/a

Caldwell, ID | LITTLETON, CO

n/a

SHANE ALLAN MCCANN

n/a

LITTLETON, CO | Missoula, MT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Domingos, Lloyd, Joseph

CHIEF COMPLIANCE OFFICER

yes

06/2019

Jun 18, 2019

Sep 18, 2024

KARLAN KEN TUCKER TRUST TEE

Member

yes

02/2015

Dec 23, 2015

Sep 18, 2024

TUCKER, KARLAN, KEN

Trustee

yes

02/2015

Dec 23, 2015

Sep 18, 2024

TUCKER, KARLAN, KEN

Ceo

yes

02/2015

Dec 23, 2015

Sep 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TUCKER ADVISORY GROUP, INC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Littleton

United States

BATTLE GROUND

United States

Cypress

United States

DANA POINT

United States

NEWPORT BEACH

United States

EAST LYME

United States

LAKE MARY

United States

Donalsonville

United States

Caldwell

United States

Spencer

United States

Gibsland

United States

Missoula

United States

Asheville

United States

Gladstone

United States

LAS VEGAS

United States

Fombell

United States

Beaumont

United States

Nederland

United States

Hurrican

United States

VIRGINIA BEACH

United States

Cashmere

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 21, 2026

$604M

$532M

n/a

2024

Mar 26, 2025

$641M

$580M

n/a

2023

Mar 25, 2024

$476M

$452M

n/a

2022

Mar 29, 2023

$369M

n/a

2021

Mar 26, 2022

$342M

n/a

2020

Mar 29, 2021

$206M

n/a

2019

Mar 27, 2020

$93.4M

n/a

2018

Mar 26, 2019

$56.6M

n/a

2017

Feb 21, 2018

$35.5M

n/a

2016

Mar 30, 2017

$22.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

6.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$604M

$641M

-5.8%

$369M

17.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

IMPACT PARTNERSHIP WEALTH, LLC

Sep 23, 2025

Sep 3, 2025

AURORA, CO

Team lift out

RIA to RIA

3.2%

ADVISORY ALPHA, LLC

Apr 2, 2025

Feb 6, 2025

LITTLETON, CO

Team lift out

RIA to RIA

3.2%

TUMOLO WEALTH MANAGEMENT LLC

Jun 28, 2024

May 16, 2024

MIDDLETOWN, CT

Team lift out

RIA to RIA

3.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 2, 2019

SIBLEY, LA

Team lift out

Ibd to RIA

0.0%