DFX Intelligence

C••••••••• S••••••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• S••••••••• L••

Advisor at C••••••••• R••••••••• I••••••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:1e544864-7e02-2542-3a19-a4699a1654ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• R••••••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• R••••••••• I••••••••• L••	Independent wealth	Jan 17, 2020	n/a	yes	RICHMOND, VA	Current employment
C••••••••• R••••••••• I••••••••• L••	Independent wealth	Jan 27, 2017	Dec 31, 2019	no	RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	C••••••••• R••••••••• I••••••••• L••	Jan 24, 2017	Jan 27, 2017	3	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:285998:VA:2017-01-24	Jan 24, 2017	Jan 27, 2017	RICHMOND, VA	Firm change

Relationships

Registered with (2)

→ C••••••••• R••••••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 27, 2017 to Dec 31, 2019factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Jan 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e544864-7e02-2542-3a19-a4699a1654ee
First observed: Jan 2, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.