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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD 285998

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83986990-af95-cccb-ac61-5972c8b644ee

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Dec 1, 2016 to Mar 20, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $377MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $377M
Private client RAUM: $377MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $126Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,001
Individual clients: 198
High net worth clients: 138
Custody, client assets: $33.7M
SEC number: 801-108783
CRD: 285998
Filings on the tape: 32
First filed: Dec 1, 2016
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, VA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RYAN PATRICK DRAKE	Certified Financial Planner\|Chartered Financial Consultant	RICHMOND, VA	6	25	2	yes
CHRISTOPHER SOMBATCHAROEN LEE	Certified Financial Planner	RICHMOND, VA	6	12	2	no
Marcelo Andres Ampie Zelaya	Certified Financial Planner	Richmond, VA \| RICHMOND, VA	4	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMMONWEALTH RETIREMENT ADVISORS, LLC	Owner	E	yes	01/2017	Mar 30, 2019	Jun 10, 2024
DRAKE, RYAN, PATRICK	MANAGING MEMBER	E	yes	01/2017	Jan 19, 2017	Jun 10, 2024
DRAKE, RYAN, PATRICK	PRESIDENT & MANAGING MEMBER	Na	yes	01/2017	Jan 19, 2017	Jun 10, 2024
LEE, CHRISTOPHER, SOMBATCHAROEN	Director	B	yes	01/2019	May 28, 2019	Jun 10, 2024
MONDAY, DAVID, LEE	Chairman	Na	yes	01/2017	Jan 19, 2017	Jun 10, 2024
PELOS, CONSTANTINE, ANDREW	CHIEF COMPLIANCE OFFICER	Na	yes	10/2021	Oct 29, 2021	Jun 10, 2024
LEE, CHRISTOPHER, SOMBATCHAROEN	MEMBER OF BOARD OF MANAGERS	F	no	01/2019	May 28, 2019	Jun 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$377M	$377M	12	5	0	n/a	n/a
2024	Mar 28, 2025	$306M	$306M	11	5	0	n/a	n/a
2023	Mar 15, 2024	$240M	$240M	9	5	0	n/a	n/a
2022	Mar 27, 2023	$210M	$208M	8	6	0	n/a	n/a
2021	Mar 9, 2022	$213M	$211M	8	4	0	n/a	n/a
2020	Mar 31, 2021	$176M	$173M	9	6	0	n/a	n/a
2019	Mar 31, 2020	$162M	$162M	9	6	0	n/a	n/a
2018	Mar 30, 2019	$114M	$113M	6	5	1	n/a	n/a
2017	Mar 30, 2018	$104M	$100M	6	5	1	n/a	n/a
2016	Mar 31, 2017	$93.2M	$93.2M	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$377M	$306M	23.1%	$210M	21.5%	12	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC FA, INC.	3	Jan 24, 2017	Jan 27, 2017	RICHMOND, VA	Team lift out	Other	0.3%

Relationships

Affiliated with (1)

← SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICERegistered adviserother investment adviser, common control
factForm ADV

Registered with (4)

← Marcelo Andres Ampie ZelayaAdvisorregistration: current employment
Aug 30, 2022 to presentfactForm ADV
← CHRISTOPHER SOMBATCHAROEN LEEAdvisorregistration: previous registration
Jan 27, 2017 to Dec 31, 2019factForm ADV
← RYAN PATRICK DRAKEAdvisorregistration: previous registration
Jan 27, 2017 to Dec 31, 2019factForm ADV
← Kimberly Wornom HicksAdvisorregistration: previous registration
Jan 17, 2020 to Apr 13, 2023factForm ADV

Controls (5)

← PELOS, CONSTANTINE, ANDREWOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 29, 2021 to Jun 10, 2024factForm ADV
← DRAKE, RYAN, PATRICKOwnerMANAGING MEMBER, ownership code E, individual
Jan 19, 2017 to Jun 10, 2024factForm ADV
← LEE, CHRISTOPHER, SOMBATCHAROENOwnerDIRECTOR, ownership code B, individual
May 28, 2019 to Jun 10, 2024factForm ADV
← MONDAY, DAVID, LEEOwnerCHAIRMAN, ownership code NA, individual
Jan 19, 2017 to Jun 10, 2024factForm ADV
← COMMONWEALTH RETIREMENT ADVISORS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2019 to Jun 10, 2024factForm ADV

Owns (1)

← LEE, CHRISTOPHER, SOMBATCHAROENOwnerMEMBER OF BOARD OF MANAGERS, ownership code F, individual
May 28, 2019 to Jun 10, 2024factForm ADV

Moved with (1)

← OSAIC FA, INC.Registered adviser3 advisors, team lift out
Jan 24, 2017 to Jan 27, 2017factForm ADV

Dated events

Occurred
Apr 13, 2023
Advisor changed firm
Kimberly Wornom Hicks left Commonwealth Retirement Investments Llc for Raymond James Financial Services Advisors, Inc (registered 2023-08-28)
Form ADVobserved 6 days ago
Occurred
Oct 29, 2021
Control person joined
Andrew Constantine Pelos (Chief Compliance Officer) appeared on Schedule A of Commonwealth Retirement Investments Llc
Form ADVobserved 6 days ago
Occurred
Oct 29, 2021
Control person left
White Polly Cordle (Chief Compliance Officer) no longer on Schedule A of Commonwealth Retirement Investments Llc (listed 2021-03-31, absent 2021-10-29)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2016
First Form ADV filing
Cra Investments Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:83986990-af95-cccb-ac61-5972c8b644ee
First observed: Dec 1, 2016
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD 285998

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:83986990-af95-cccb-ac61-5972c8b644ee

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RYAN PATRICK DRAKE

Certified Financial Planner|Chartered Financial Consultant

RICHMOND, VA

yes

CHRISTOPHER SOMBATCHAROEN LEE

Certified Financial Planner

RICHMOND, VA

Marcelo Andres Ampie Zelaya

Certified Financial Planner

Richmond, VA | RICHMOND, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMMONWEALTH RETIREMENT ADVISORS, LLC

Owner

yes

01/2017

Mar 30, 2019

Jun 10, 2024

DRAKE, RYAN, PATRICK

MANAGING MEMBER

yes

01/2017

Jan 19, 2017

Jun 10, 2024

DRAKE, RYAN, PATRICK

PRESIDENT & MANAGING MEMBER

yes

01/2017

Jan 19, 2017

Jun 10, 2024

LEE, CHRISTOPHER, SOMBATCHAROEN

Director

yes

01/2019

May 28, 2019

Jun 10, 2024

MONDAY, DAVID, LEE

Chairman

yes

01/2017

Jan 19, 2017

Jun 10, 2024

PELOS, CONSTANTINE, ANDREW

CHIEF COMPLIANCE OFFICER

yes

10/2021

Oct 29, 2021

Jun 10, 2024

LEE, CHRISTOPHER, SOMBATCHAROEN

MEMBER OF BOARD OF MANAGERS

01/2019

May 28, 2019

Jun 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$377M

n/a

2024

Mar 28, 2025

$306M

n/a

2023

Mar 15, 2024

$240M

n/a

2022

Mar 27, 2023

$210M

$208M

n/a

2021

Mar 9, 2022

$213M

$211M

n/a

2020

Mar 31, 2021

$176M

$173M

n/a

2019

Mar 31, 2020

$162M

n/a

2018

Mar 30, 2019

$114M

$113M

n/a

2017

Mar 30, 2018

$104M

$100M

n/a

2016

Mar 31, 2017

$93.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$377M

$306M

23.1%

$210M

21.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC FA, INC.

Jan 24, 2017

Jan 27, 2017

RICHMOND, VA

Team lift out

Other

0.3%