DFX Intelligence

N••••• B••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

N••••• B••••••• C•••••

Advisor at J•• C•••••• M••••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:1e58937e-9ef1-777f-90d6-a87d76a05601

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Mar 10, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• C•••••• M••••••••• L••	Mixed wealth	Mar 18, 2013	n/a	yes	ST. LOUIS, MO	Current employment
J•• A•••••••	Former SEC adviser	Dec 1, 1999	May 14, 2013	no	ST LOUIS, MO\|SAINT LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• A•••••••	J•• C•••••• M••••••••• L••	May 14, 2013	Mar 18, 2013	-57	Firm change after gap	Other

Relationships

Registered with (2)

→ J•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 18, 2013 to presentfactForm ADV
→ J•• A•••••••Registered adviserregistration: previous registration
Dec 1, 1999 to May 14, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e58937e-9ef1-777f-90d6-a87d76a05601
First observed: Dec 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.