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Advisor at TORRES FINANCIAL SERVICES, INC.
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TORRES FINANCIAL SERVICES, INC. | State registered | Mar 26, 2003 | n/a | yes | SAN ANTONIO, TX | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Nov 30, 2005 | May 25, 2007 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Apr 1, 1999 | Jun 27, 2003 | no | SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | n/a | May 25, 2007 | n/a | n/a | Departure no registered destination | Departure |
| CETERA ADVISORS LLC | TORRES FINANCIAL SERVICES, INC. | Jun 27, 2003 | Mar 26, 2003 | -93 | Firm change after gap | Other |