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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DENNIS LEE KOONS

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

HAGERSTOWN, MD

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Search this name across graphsid dfx:ria:1e6b924a-c896-96dc-545c-4db04535f768

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 26, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 19, 1991
First registration: Jan 26, 1999
Dual registered: yes, broker-dealer
Other names: DENNY KOONS
IAPD individual key: 2183261

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 20, 2009	n/a	yes	HAGERSTOWN, MD	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 20, 2006	Oct 5, 2009	no	FREDERICK, MD\|NEW YORK, NY\|FREDERICK, MD\|CHAMBERSBURG, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 16, 2005	Oct 23, 2006	no	FREDERICK, MD\|HAGERSTOWN, MD\|HAGERSTOWN, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jan 26, 1999	Sep 28, 2005	no	HAGERSTOWN, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 5, 2009	Nov 20, 2009	46	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2006	Oct 20, 2006	-3	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	MORGAN STANLEY DW INC.	Sep 28, 2005	Sep 16, 2005	-12	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Nov 20, 2009 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 20, 2006 to Oct 5, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 16, 2005 to Oct 23, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jan 26, 1999 to Sep 28, 2005factForm ADV

Dated events

No dated event names this entity yet.