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Advisor at CARNEGIE INVESTMENT COUNSEL
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARNEGIE INVESTMENT COUNSEL | Independent wealth | Oct 10, 2017 | n/a | yes | CLEVELAND, OH | Current employment |
| MIDWEST INVESTMENT MANAGEMENT LLC | Former SEC adviser | Jul 16, 2015 | Dec 12, 2017 | no | CLEVELAND, OH | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 30, 2006 | May 13, 2013 | no | Beachwood, OH | Previous registration |
| FAIRPORT ASSET MANAGEMENT, LLC | n/a | Nov 14, 2005 | Jul 28, 2006 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MIDWEST INVESTMENT MANAGEMENT LLC | CARNEGIE INVESTMENT COUNSEL | Dec 12, 2017 | Oct 10, 2017 | -63 | Firm change after gap | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | MIDWEST INVESTMENT MANAGEMENT LLC | May 13, 2013 | Jul 16, 2015 | 794 | Firm change after gap | Other |
| FAIRPORT ASSET MANAGEMENT, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jul 28, 2006 | Nov 30, 2006 | 125 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111170:150488:OH:2017-12-12 | Dec 12, 2017 | Oct 10, 2017 | CLEVELAND, OH | Firm change after gap |