RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• A••••• V•••••••••
- C••••••• I••••••••• C•••••• independent RIA currentsince Oct 10, 2017 · Cleveland, Oh
- M•••••• I••••••••• M••••••••• L•• formerJul 16, 2015 to Dec 12, 2017 · Cleveland, Oh
- R•••••• J•••• • A••••••••• I••• national BDNov 30, 2006 to May 13, 2013 · Beachwood, Oh
- F••••••• A•••• M••••••••• L•• unclassifiedNov 14, 2005 to Jul 28, 2006 · Cleveland, Oh
- M•••••• I••••••••• M••••••••• L•• to C••••••• I••••••••• C••••••left Dec 12, 2017, registered Oct 10, 2017 (-63 days) · Other · moved with a team
- R•••••• J•••• • A••••••••• I••• to M•••••• I••••••••• M••••••••• L••left May 13, 2013, registered Jul 16, 2015 (794 days) · Other
- F••••••• A•••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 28, 2006, registered Nov 30, 2006 (125 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address