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Advisor at PROSPERITY CAPITAL ADVISORS
Golden Valley, MN | WESTLAKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROSPERITY CAPITAL ADVISORS | Independent wealth | Dec 26, 2023 | n/a | yes | Golden Valley, MN|WESTLAKE, OH | Current employment |
| CENTURA WEALTH ADVISORY | Independent wealth | Jan 21, 2022 | Jan 2, 2024 | no | SAN DIEGO, CA|GOLDEN VALLEY, MN | Previous registration |
| PRIVATE CLIENT SERVICES, LLC | Bd affiliated wealth | Jul 3, 2019 | Jan 24, 2022 | no | St. Louis Park, MN|New Albany, IN|Appleton, WI | Previous registration |
| AFFIANCE FINANCIAL LLC | Independent wealth | Jan 23, 2014 | Jan 24, 2022 | no | ST. LOUIS PARK, MN|ST. LOUIS PARK, MN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 8, 2014 | May 16, 2017 | no | ST LOUIS PARK, MN|MINNETONKA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CENTURA WEALTH ADVISORY | PROSPERITY CAPITAL ADVISORS | Jan 2, 2024 | Dec 26, 2023 | -7 | Firm change | RIA to RIA |
| AFFIANCE FINANCIAL LLC | PRIVATE CLIENT SERVICES, LLC | Jan 24, 2022 | Jul 3, 2019 | -936 | Firm change after gap | RIA to RIA |
| PRIVATE CLIENT SERVICES, LLC | CENTURA WEALTH ADVISORY | Jan 24, 2022 | Jan 21, 2022 | -3 | Firm change | Ibd to RIA |
| CETERA ADVISOR NETWORKS LLC | AFFIANCE FINANCIAL LLC | May 16, 2017 | Jan 23, 2014 | -1,209 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 13572:113200:MN:2017-05-15 | May 16, 2017 | Jan 23, 2014 | MINNETONKA, MN | Firm change after gap |