DFX Intelligence

Data Factory

A••••••• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

A••••••• F•••••••• L••

CRD 113200

ST. LOUIS PARK, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d40566c-72c7-2a21-562f-14831316c185

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 3
On other graphs: 0
Observed: Jun 7, 2013 to Jun 10, 2026
63 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=13.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $114Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• B••• F••••••	Certified Financial Planner	Rancho Mirage, CA \| ST. LOUIS PARK, MN \| Appleton, WI \| St. Louis Park, MN	12	31	1	yes
E••• S••••• U••••	n/a	St. Louis Park, MN \| ST. LOUIS PARK, MN \| Appleton, WI	12	20

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• I•••	Member	C	yes	01/2016	Jun 10, 2026	Jun 10, 2026
U••••• E•••• S•••••	CHIEF COMPLIANCE OFFICER	B	yes	04/2013	Jun 10, 2026	Jun 10, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	19.7%	$815M	19.0%	25	25	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• A•••••• N••••••• L••	9	May 15, 2017	Jul 21, 2016	MINNETONKA, MN	Team lift out	Other	1.8%

Relationships

Registered with (19)

← R•••••• P•••• P•••••••Advisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← H••••• R• S••••••••Advisorregistration: current employment
Jun 24, 2024 to presentfactForm ADV
← M•••••• N••••• F••••••Advisorregistration: current employment
Jan 30, 2023 to presentfactForm ADV
← C••••••••• C••••••• J••••••

Dated events

Occurred
Feb 18, 2022
Control person left
Ariel Seth Meisler (Member) no longer on Schedule A of A••••••• F•••••••• L•• (listed 2021-11-02, absent 2022-02-18)
Form ADVobserved 7 days ago
Occurred
Jan 24, 2022
A•••••• firm change
Seth Ariel Meisler left A••••••• F•••••••• L•• for Private Client Services, Llc (registered 2019-07-03)
Form ADVobserved 7 days ago
Occurred
Jun 7, 2013
First Form ADV filing
A••••••• F•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d40566c-72c7-2a21-562f-14831316c185
First observed: Jun 7, 2013
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.