DFX Intelligence
Reading the graph
Reading the graph
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Advisor at ••••••••
Naperville, IL | Clayton, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| •••••••• | Independent wealth | Nov 21, 2025 | n/a | yes | Naperville, IL|Clayton, MO | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jul 13, 2006 | Nov 26, 2025 | no | NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | •••••••• | Nov 26, 2025 | Nov 21, 2025 | -5 | Firm change | Wirehouse to RIA |
| W••• F•••••••• M••••••••• L•• | W•••• F•••• A••••••• | Mar 3, 2006 | Jul 13, 2006 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:3767:IL:2025-11-26 | Nov 26, 2025 | Nov 21, 2025 | NAPERVILLE, IL | Firm change |
| W••• F•••••••• M••••••••• L•• |
| Former SEC adviser |
| Jan 5, 2004 |
| Mar 3, 2006 |
| no |
| OAK BROOK, IL |
| Previous registration |
| Firm change |
| Other |