DFX Intelligence

C••••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C••••••••• C•••••

Advisor at B••••• T••••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:1e805a5f-9473-6028-c244-51ae6be5b17c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• T••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• T••••	Independent wealth	May 26, 2023	n/a	yes	MORRISTOWN, NJ	Current employment
W•••• A••••••• S•••••••	Former SEC adviser	Dec 4, 2020	Dec 19, 2022	no	CEDAR KNOLLS, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• A••••••• S•••••••	B••••• T••••	Dec 19, 2022	May 26, 2023	158	Firm change	Ibd to RIA
M•• I•••••••• S•••••••• L••	W•••• A••••••• S•••••••	Dec 3, 2020	Dec 4, 2020

Relationships

Registered with (5)

→ B••••• T••••Registered adviserregistration: current employment
May 26, 2023 to presentfactForm ADV
→ W•••• A••••••• S•••••••Registered adviserregistration: previous registration
Dec 4, 2020 to Dec 19, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 29, 2020 to Dec 3, 2020factForm ADV
→ M••••• S••••••

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e805a5f-9473-6028-c244-51ae6be5b17c
First observed: Jul 10, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.