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T••••• E••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T••••• E••••• H•••••••

Advisor at F••••• F•••••• W••••• M••••••••• L••

ADDISON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e9738e6-0e24-eedb-51e0-dc37427ba8ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 12, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• F•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• F•••••• W••••• M••••••••• L••	State registered	Nov 19, 2024	n/a	yes	ADDISON, TX	Current employment
S••••••• W••••• M••••••••• L••	State registered	May 29, 2022	May 9, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• M••••••••• L••	F••••• F•••••• W••••• M••••••••• L••	May 9, 2025	Nov 19, 2024	-171	Firm change after gap	Other
F•••• F•••••••• C•••••••• I•••	S••••••• W••••• M••••••••• L••	Jun 1, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152070:144164:TX:2022-06-01	Jun 1, 2022	May 29, 2022	ADDISON, TX	Firm change

Relationships

Registered with (4)

→ F••••• F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ S••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 29, 2022 to May 9, 2025factForm ADV
→ F•••• F•••••••• C•••••••• I•••Registered adviserregistration: previous registration
Jun 21, 2010 to Jun 1, 2022factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
May 9, 2025
Advisor changed firm
T••••• E••••• H••••••• left S••••••• W••••• M••••••••• L•• for F••••• F•••••• W••••• M••••••••• L•• (registered 2024-11-19)
Form ADVobserved 7 days ago
Occurred
Jun 1, 2022
Advisor changed firm
T••••• E••••• H••••••• left F•••• F•••••••• C•••••••• I••• for S••••••• W••••• M••••••••• L•• (registered 2022-05-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e9738e6-0e24-eedb-51e0-dc37427ba8ef
First observed: May 12, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.