DFX Intelligence

Data Factory

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

SPECTRUM WEALTH MANAGEMENT, LLC

CRD 144164

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d615bcf6-f8a5-ebe6-64a4-a85d55f91db7

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Apr 8, 2026 to Apr 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $96.5MItem 5.F on the latest filing (2026-04-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $96.5M
Private client RAUM: $96.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 396
Individual clients: 198
High net worth clients: 26
CRD: 144164
Filings on the tape: 1
First filed: Apr 8, 2026
Latest filed: Apr 8, 2026
Organised: Limited Liability Company, CO
Website: spectrumwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LAWRENCE RICHARD BUCHHOLZ	n/a	MEREDITH, CO	19	25	4	no

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRST FINANCIAL COACHING, INC.	2	Jun 1, 2022	May 29, 2022	ADDISON, TX	Team lift out	RIA to state RIA	28.6%

Relationships

Registered with (4)

← LAWRENCE RICHARD BUCHHOLZAdvisorregistration: current employment
Jul 31, 2007 to presentfactForm ADV
← THOMAS EDMUND HATFIELDAdvisorregistration: previous registration
May 29, 2022 to May 9, 2025factForm ADV
← THOMAS EDMUND HATFIELDAdvisorregistration: previous registration
May 29, 2022 to Mar 31, 2025factForm ADV
← DARRELL SAMUEL MONTGOMERYAdvisorregistration: previous registration
Apr 16, 2010 to Aug 10, 2016factForm ADV

Moved with (1)

← FIRST FINANCIAL COACHING, INC.Registered adviser2 advisors, team lift out, same day
Jun 1, 2022 to May 29, 2022factForm ADV

Dated events

Occurred
May 9, 2025
Advisor changed firm
Thomas Edmund Hatfield left Spectrum Wealth Management, Llc for Family Freedom Wealth Management, Llc (registered 2024-11-19)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2025
Advisor changed firm
Thomas Edmund Hatfield left Spectrum Wealth Management, Llc for Family Freedom Wealth Management, Llc (registered 2024-11-20)
Form ADVobserved 3 days ago
Occurred
Jun 1, 2022
Team lift-out
2 advisors left First Financial Coaching, Inc. (Addison, TX) for Spectrum Wealth Management, LLC on the same day
Form ADVobserved 3 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d615bcf6-f8a5-ebe6-64a4-a85d55f91db7
First observed: Apr 8, 2026
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPECTRUM WEALTH MANAGEMENT, LLC

CRD 144164

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d615bcf6-f8a5-ebe6-64a4-a85d55f91db7

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LAWRENCE RICHARD BUCHHOLZ

n/a

MEREDITH, CO

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRST FINANCIAL COACHING, INC.

Jun 1, 2022

May 29, 2022

ADDISON, TX

Team lift out

RIA to state RIA

28.6%