This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Jul 25, 2023

First registration

May 2, 2024

Dual registered

yes, broker-dealer

Other names

Joshua Andrew Pratt|Joshua Andrew Thatcher|Joshua Andrew Pratt|Joshua Andrew Thatcher|Josh Pratt-Thatcher|Joshua Andrew Pratt-Thatcher|Joshua Andew Pratt-Thatcher|Joshua A Pratt-Thatcher|Joshua A Thatcher|Joshua Thatcher|Joshua Andew Thatcher

IAPD individual key

7694265

• Occurred

  Apr 2, 2026
  Advisor changed firm

  Joshua Thatcher left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2026-04-23)

  Form ADVobserved 5 days ago
• Occurred

  Jul 15, 2024
  Advisor changed firm

  Joshua Thatcher left Ameriprise Financial Services, Llc for Morgan Stanley (registered 2024-09-12)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1e979e97-6226-a461-5f62-9eaffc0236b3

First observed

May 2, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.