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RIA / WealthAdvisor14 years in industry

GERALD WAYNE HENDRIK

Advisor at ROCKWALL WEALTH ADVISORS

ROCKWALL, TX

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Search this name across graphsid dfx:ria:1e9b6a1d-41c2-b862-1520-3965662887f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKWALL WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 3, 2011
First registration: Jun 8, 2012
Dual registered: no
IAPD individual key: 5971377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKWALL WEALTH ADVISORS	State registered	Nov 6, 2020	n/a	yes	ROCKWALL, TX	Current employment
INTERNATIONAL CAPITAL MANAGEMENT CORP	Former SEC adviser	Jul 9, 2019	Sep 15, 2020	no	DALLAS, TX	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Dec 7, 2017	Jun 19, 2019	no	Flower Mound, TX\|GREENWOOD VILLAGE, CO\|Dallas, TX	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jun 1, 2017	Dec 5, 2017	no	SAINT LOUIS, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 8, 2012	Aug 3, 2016	no	FORT WORTH, TX\|Southlake, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 8, 2012	Aug 3, 2016	no	FORT WORTH, TX\|WestLake, TX\|Southlake, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL CAPITAL MANAGEMENT CORP	ROCKWALL WEALTH ADVISORS	Sep 15, 2020	Nov 6, 2020	52	Firm change	Other
PERSONAL CAPITAL ADVISORS CORPORATION	INTERNATIONAL CAPITAL MANAGEMENT CORP	Jun 19, 2019	Jul 9, 2019	20	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	PERSONAL CAPITAL ADVISORS CORPORATION	Dec 5, 2017	Dec 7, 2017	2	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	SCOTTRADE INVESTMENT MANAGEMENT	Aug 3, 2016	Jun 1, 2017	302	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 3, 2016	Jun 8, 2012	-1,517	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7870:111514:TX:2016-07-25	Aug 3, 2016	Jun 8, 2012	SOUTHLAKE, TX	Firm change after gap

Relationships

Registered with (6)

→ ROCKWALL WEALTH ADVISORSRegistered adviserregistration: current employment
Nov 6, 2020 to presentfactForm ADV
→ INTERNATIONAL CAPITAL MANAGEMENT CORPRegistered adviserregistration: previous registration
Jul 9, 2019 to Sep 15, 2020factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Dec 7, 2017 to Jun 19, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 1, 2017 to Dec 5, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2012 to Aug 3, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 8, 2012 to Aug 3, 2016factForm ADV

Dated events

No dated event names this entity yet.