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Advisor at OSAIC WEALTH, INC.
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 6, 2025 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| PFG ADVISORS | Independent wealth | Apr 18, 2018 | Nov 10, 2025 | no | Albuquerque, NM|Albuquerque, NM | Previous registration |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Jun 24, 2008 | Dec 31, 2018 | no | SCOTTSDALE, AZ|ALBUQUERQUE, NM|ALBUQUERQUE, NM|RIO RANCHO, NM|PHOENIX, AZ|Albuquerque, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PFG ADVISORS | OSAIC WEALTH, INC. | Nov 10, 2025 | Nov 6, 2025 | -4 | Firm change | RIA to ibd |
| CUE FINANCIAL GROUP, INC. | PFG ADVISORS | Dec 31, 2018 | Apr 18, 2018 | -257 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173344:23131:NM:2025-11-01 | Nov 10, 2025 | Nov 6, 2025 | ALBUQUERQUE, NM | Firm change |
| 21033:173344:NM:2018-12-31 | Dec 31, 2018 | Apr 18, 2018 | ALBUQUERQUE, NM | Firm change after gap |