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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

JOHN ABREU

Advisor at STRATEGIC ADVISERS LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:1ea3b084-1a0f-bf3e-ad8d-60fdb62932cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 6, 2010
First registration: Aug 18, 2011
Dual registered: yes, broker-dealer
Other names: John Abreu|JOAO C DE ABREU|JOAO ^ ABREU|JOAO ^ DE ABREU|JOAO ABREU
IAPD individual key: 5766216

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	CHICAGO, IL\|CHICAGO, IL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 17, 2022	Mar 31, 2025	no	CHICAGO, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Sep 20, 2017	Sep 12, 2022	no	Chicago, IL\|ARLINGTON, VA\|Chicago, IL	Previous registration
MORGAN STANLEY	Wirehouse	Mar 20, 2015	Sep 18, 2017	no	Jericho, NY\|Garden City, NY\|Chicago, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 18, 2011	Mar 23, 2015	no	GREAT NECK, NY\|SMITHTOWN, NY\|ROSLYN HEIGHTS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 12, 2022	Nov 17, 2022	66	Firm change	RIA to ibd
MORGAN STANLEY	E*TRADE CAPITAL MANAGEMENT, LLC	Sep 18, 2017	Sep 20, 2017	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Mar 23, 2015	Mar 20, 2015	-3	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:149777:NY:2015-03-17	Mar 23, 2015	Mar 20, 2015	ROSLYN HEIGHTS, NY	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2022 to Mar 31, 2025factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 20, 2017 to Sep 12, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 20, 2015 to Sep 18, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 18, 2011 to Mar 23, 2015factForm ADV

Dated events

Occurred
Sep 12, 2022
Advisor changed firm
John Abreu left E*Trade Capital Management, Llc for Fidelity Personal And Workplace Advisors (registered 2022-11-17)
Form ADVobserved 3 days ago