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S••••• A• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

S••••• A• G••••••

Advisor at O•••••••

BEACHWOOD, OH | Aiken, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1eafaf52-4f07-79a5-6269-8d14720d4687

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 9, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Jul 1, 2016	n/a	yes	BEACHWOOD, OH\|Aiken, SC	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Jul 30, 2016	no	BEACHWOOD, OH\|BEECH ISLAND, SC\|Pepper Pike, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O•••••••	Jul 30, 2016	Jul 1, 2016	-29	Firm change	Wirehouse to new firm
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:283087:OH:2016-07-30	Jul 30, 2016	Jul 1, 2016	PEPPER PIKE, OH	Firm change

Relationships

Registered with (4)

→ O•••••••Registered adviserregistration: current employment
Jul 1, 2016 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 30, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Nov 13, 2008 to Jun 1, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1eafaf52-4f07-79a5-6269-8d14720d4687
First observed: Aug 9, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.