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Advisor at HIGH ROCK WEALTH MANAGEMENT
WAXHAW, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGH ROCK WEALTH MANAGEMENT | State registered | Jun 11, 2026 | n/a | yes | WAXHAW, NC | Current employment |
| FIDUCIARY FINANCIAL ADVISORS | Independent wealth | Nov 30, 2023 | Jun 10, 2026 | no | Waxhaw, NC | Previous registration |
| GUARDIAN WEALTH PARTNERS, LLC | Independent wealth | Jun 20, 2023 | Nov 30, 2023 | no | Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY FINANCIAL ADVISORS | HIGH ROCK WEALTH MANAGEMENT | Jun 10, 2026 | Jun 11, 2026 | 1 | Firm change | RIA to state RIA |
| GUARDIAN WEALTH PARTNERS, LLC | FIDUCIARY FINANCIAL ADVISORS | Nov 30, 2023 | Nov 30, 2023 | 0 | Firm change | RIA to RIA |