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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUARDIAN WEALTH PARTNERS, LLC

CRD 310203

NEW YORK, NY

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Search this name across graphsid dfx:ria:a4fd9ad6-eb5e-1b8d-6003-d49ae732d04e

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 22
On other graphs: 0
Observed: Sep 1, 2020 to Sep 2, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=39.0
Regulatory AUM: $191MItem 5.F on the latest filing (2026-09-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $191M
Private client RAUM: $191MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 15
RAUM per advisor: $12.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 75
Advisory employees: 75
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 655
Individual clients: 372
High net worth clients: 30
SEC number: 801-119560
CRD: 310203
Filings on the tape: 28
First filed: Sep 1, 2020
Latest filed: Sep 2, 2026
Organised: Limited Liability Company, DE
Website: parkavenuesecurities.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
YOEL FELBERBAUM	n/a	BROOKLYN, NY	8	14	n/a	yes
NICHOLAS J FRANCO	n/a	Red Bank, NJ \| STATEN ISLAND, NY	7	25	1	yes
SHELLEY JO ECHEVERRIA	n/a	Pheonix, AZ \| SCOTTSDALE, AZ \| Scottsdale, AZ	5	25	5	yes
Michael James Woomer	n/a	Pittsburgh, PA	4	27	1	no
Chad Warmbein	n/a	Pittsburgh, PA	4	13	5	no
Keith Paul Warmbein	n/a	Pittsburgh, PA	4	33	2	no
BENJAMIN P FUENTEZ	n/a	THE WOODLANDS, TX	3	13	1	yes
YOEL LANDAU	Certified Financial Planner	Brooklyn, NY	3	18	n/a	no
Aaron Glauber	n/a	Monroe, NY	2	13	n/a	no
BROOKE Hiett DAVIS	n/a	THE WOODLANDS, TX	2	12	n/a	yes
Christopher Albert Wiethe	Certified Financial Planner\|Chartered Financial Consultant	Beechwood, OH \| Aurora, CO	2	13	3	yes
Michelle Borawski	n/a	St. Louis, MO	1	10	2	no
JOSEPH JEROME BIONDOLILLO	n/a	Red Bank, NJ	0	28	n/a	no
Joel Perl	n/a	Brooklyn, NY	0	10	n/a	no
Nancy R DeRusso	Certified Financial Planner	NORTH TUSTIN, CA \| NEW YORK, NY	0	26	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOGGS, ALLEN, WARREN	HEAD OF PRODUCT & SUPERVISION	Na	yes	08/2020	Sep 1, 2020	Jul 29, 2024
BUTSCHER, JEFFREY, JOSEPH	INTERIM CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 24, 2024	Jul 29, 2024
CASWELL, MARIANNE, GRACE	PRESIDENT AND ELECTED MEMBER	Na	yes	01/2021	Jan 7, 2021	Jul 29, 2024
Coco, Robert, C	CHIEF FINANCIAL OFFICER	Na	yes	05/2021	Jun 6, 2022	Jul 29, 2024
GUARDIAN INVESTOR SERVICES LLC	Owner	E	yes	05/2020	Sep 1, 2020	Jul 29, 2024
LESINA, LEYLA, ADA	ELECTED MEMBER	Na	yes	05/2020	Sep 1, 2020	Jul 29, 2024
MAHER, CARLY, PRITCHARD	CHIEF OPERATING OFFICER	Na	yes	08/2020	Mar 15, 2023	Jul 29, 2024
RYNIKER, MICHAEL, JOHN	HEAD OF OPERATIONS	Na	yes	12/2022	Dec 2, 2022	Jul 29, 2024
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	Owner	E	yes	12/2001	Sep 1, 2020	Jul 29, 2024
FERIK, MICHAEL, NICHOLAS	ELECTED MEMBER	Na	no	05/2020	Sep 1, 2020	Jul 29, 2024
HERGAN, JOSHUA, NEIL	GENERAL COUNSEL	Na	no	08/2020	Sep 1, 2020	Jul 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PARK AVENUE INSTITUTIONAL ADVISERS LLC	n/a	Institutional manager	$82B	N	yes	n/a
PARK AVENUE SECURITIES LLC	n/a	Bd affiliated wealth	$20B	N	yes	n/a
BROADSHORE CAPITAL PARTNERS, LLC	n/a	Other adviser	$982M	N	yes	n/a
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC	n/a	n/a	n/a	Y	yes	n/a
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittsburgh	Pa	United States	3	yes
SAINT LOUIS	Mo	United States	2	yes
Scottsdale	Az	United States	1	yes
Brooklyn	NY	United States	1	yes
Brooklyn	NY	United States	1	yes
Beachwood	Oh	United States	1	yes
Portland	Or	United States	1	yes
THE WOODLANDS	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 6 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$191M	$191M	75	75	7	n/a	n/a
2024	Mar 28, 2025	$98.3M	$98.3M	87	87	9	n/a	n/a
2023	Mar 15, 2024	$75.4M	$75.4M	70	70	8	n/a	n/a
2022	Mar 15, 2023	$97.1M	$97.1M	75	75	5	n/a	n/a
2021	Mar 24, 2022	$44.4M	$44.4M	89	88	2	n/a	n/a
2020	Mar 1, 2021	$0	$0	118	118	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	26.7%	1	0	0	5	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$191M	$98.3M	94.7%	$97.1M	25.4%	75	87	7	9

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PARK AVENUE SECURITIES LLC	2	Dec 11, 2025	Dec 11, 2025	AUSTIN, TX	Team lift out	Ibd to ibd	13.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CARNEGIE INVESTMENT COUNSEL	2	Apr 6, 2022	Apr 1, 2022	PEPPER PIKE, OH	Team lift out	RIA to ibd	6.7%

Relationships

Registered with (27)

← Nancy R DeRussoAdvisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← Joel PerlAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← JOSEPH JEROME BIONDOLILLOAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← NICHOLAS J FRANCOAdvisorregistration: current employment
Sep 25, 2025 to presentfactForm ADV
← Michelle BorawskiAdvisorregistration: previous registration
Sep 16, 2022 to Feb 27, 2025factForm ADV
← Christopher Albert WietheAdvisorregistration: current employment
Sep 13, 2024 to presentfactForm ADV
← BROOKE Hiett DAVISAdvisorregistration: current employment
Jul 19, 2024 to presentfactForm ADV
← Aaron GlauberAdvisorregistration: current employment
Jun 10, 2024 to presentfactForm ADV
← YOEL FELBERBAUMAdvisorregistration: current employment
Sep 6, 2023 to presentfactForm ADV
← YOEL LANDAUAdvisorregistration: current employment
Aug 3, 2023 to presentfactForm ADV
← SHELLEY JO ECHEVERRIAAdvisorregistration: current employment
Jun 2, 2023 to presentfactForm ADV
← BENJAMIN P FUENTEZAdvisorregistration: current employment
Jan 13, 2023 to presentfactForm ADV
← Keith Paul WarmbeinAdvisorregistration: current employment
Apr 1, 2022 to presentfactForm ADV
← Chad WarmbeinAdvisorregistration: current employment
Mar 31, 2022 to presentfactForm ADV
← Michael James WoomerAdvisorregistration: current employment
Mar 3, 2022 to presentfactForm ADV
← Matthew Hampton MatheneyAdvisorregistration: previous registration
Sep 12, 2023 to Jan 2, 2026factForm ADV
← AUTUMN VALOREAdvisorregistration: previous registration
Mar 7, 2025 to Dec 11, 2025factForm ADV
← Michael Tyler ValoreAdvisorregistration: previous registration
Oct 29, 2024 to Dec 11, 2025factForm ADV
← TANNER JOHNSONAdvisorregistration: previous registration
Feb 25, 2025 to Nov 6, 2025factForm ADV
← PAT PHONDI CHUTURBHUTIAdvisorregistration: previous registration
May 5, 2022 to Apr 1, 2025factForm ADV
← JESSICA LEIGH MCCAINAdvisorregistration: previous registration
Sep 20, 2024 to Jan 21, 2025factForm ADV
← THOMAS J BELLAROAdvisorregistration: previous registration
Oct 13, 2020 to Feb 29, 2024factForm ADV
← HALEY NGUYENAdvisorregistration: previous registration
Dec 16, 2022 to Dec 20, 2023factForm ADV
← Andrew Thomas Van AlstyneAdvisorregistration: previous registration
Jun 20, 2023 to Nov 30, 2023factForm ADV
← ANNE ELIZABETH CRABBEAdvisorregistration: previous registration
Jun 14, 2021 to Aug 31, 2023factForm ADV
← Sandra NiesAdvisorregistration: previous registration
Sep 14, 2021 to Nov 8, 2022factForm ADV
← JOSHUA CHARLES MILLERAdvisorregistration: previous registration
Jan 29, 2021 to Sep 29, 2021factForm ADV

Affiliated with (6)

← PARK AVENUE SECURITIES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BROADSHORE CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PARK AVENUE INSTITUTIONAL ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← BROADSHORE CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PARK AVENUE INSTITUTIONAL ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Moved with (2)

→ PARK AVENUE SECURITIES LLCRegistered adviser2 advisors, team lift out, same day
Dec 11, 2025 to Dec 11, 2025factForm ADV
← CARNEGIE INVESTMENT COUNSELRegistered adviser2 advisors, team lift out, same day
Apr 6, 2022 to Apr 1, 2022factForm ADV

Controls (9)

← BUTSCHER, JEFFREY, JOSEPHOwnerINTERIM CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2024 to Jul 29, 2024factForm ADV
← RYNIKER, MICHAEL, JOHNOwnerHEAD OF OPERATIONS, ownership code NA, individual
Dec 2, 2022 to Jul 29, 2024factForm ADV
← LESINA, LEYLA, ADAOwnerELECTED MEMBER, ownership code NA, individual
Sep 1, 2020 to Jul 29, 2024factForm ADV
← MAHER, CARLY, PRITCHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 15, 2023 to Jul 29, 2024factForm ADV
← BOGGS, ALLEN, WARRENOwnerHEAD OF PRODUCT & SUPERVISION, ownership code NA, individual
Sep 1, 2020 to Jul 29, 2024factForm ADV
← CASWELL, MARIANNE, GRACEOwnerPRESIDENT AND ELECTED MEMBER, ownership code NA, individual
Jan 7, 2021 to Jul 29, 2024factForm ADV
← Coco, Robert, COwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jun 6, 2022 to Jul 29, 2024factForm ADV
← GUARDIAN INVESTOR SERVICES LLCOwnerOWNER, ownership code E, domestic entity
Sep 1, 2020 to Jul 29, 2024factForm ADV
← THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICAOwnerOWNER, ownership code E, domestic entity
Sep 1, 2020 to Jul 29, 2024factForm ADV

Owns (2)

← HERGAN, JOSHUA, NEILOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 1, 2020 to Jul 29, 2024factForm ADV
← FERIK, MICHAEL, NICHOLASOwnerELECTED MEMBER, ownership code NA, individual
Sep 1, 2020 to Jul 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 2, 2026
Advisor changed firm
Matthew Hampton Matheney left Guardian Wealth Partners, Llc for First Heartland Consultants, Inc. (registered 2025-10-16)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2025
Team lift-out
2 advisors left Guardian Wealth Partners, LLC (Austin, TX) for Park Avenue Securities LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 11, 2025
Advisor changed firm
Michael Tyler Valore left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2025-12-11)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2025
Advisor changed firm
Autumn Valore left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2025-12-11)
Form ADVobserved 5 days ago
Occurred
Nov 6, 2025
Advisor changed firm
Tanner Johnson left Guardian Wealth Partners, Llc for Pnc Wealth Management (registered 2026-01-26)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2025
Advisor changed firm
Pat Phondi Chuturbhuti left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2025-02-25)
Form ADVobserved 5 days ago
Occurred
Jan 21, 2025
Advisor changed firm
Jessica Leigh Mccain left Guardian Wealth Partners, Llc for Waterway Wealth Management, L.L.C. (registered 2025-02-11)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2024
Control person left
John Thomas Drogan (Chief Compliance Officer) no longer on Schedule A of Guardian Wealth Partners, Llc (listed 2024-03-15, absent 2024-03-24)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2024
Control person joined
Joseph Jeffrey Butscher (Interim Chief Compliance Officer) appeared on Schedule A of Guardian Wealth Partners, Llc
Form ADVobserved 5 days ago
Occurred
Feb 29, 2024
Advisor departed, no destination yet
Thomas J Bellaro no longer registered at Guardian Wealth Partners, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 20, 2023
Advisor changed firm
Haley Nguyen left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2024-01-05)
Form ADVobserved 5 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Andrew Thomas Van Alstyne left Guardian Wealth Partners, Llc for Fiduciary Financial Advisors (registered 2023-11-30)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2023
Advisor changed firm
Anne Elizabeth Crabbe left Guardian Wealth Partners, Llc for Park Avenue Securities Llc (registered 2021-10-26)
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Control person joined
Pritchard Carly Maher (Chief Operating Officer) appeared on Schedule A of Guardian Wealth Partners, Llc
Form ADVobserved 5 days ago
Occurred
Dec 2, 2022
Control person joined
John Michael Ryniker (Head Of Operations) appeared on Schedule A of Guardian Wealth Partners, Llc
Form ADVobserved 5 days ago
Occurred
Nov 8, 2022
Advisor changed firm
Sandra Nies left Guardian Wealth Partners, Llc for Huntington Financial Advisors (registered 2023-02-07)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2022
Control person left
C Roberto Ecker (Chief Financial Officer) no longer on Schedule A of Guardian Wealth Partners, Llc (listed 2022-05-05, absent 2022-06-06)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2022
Control person joined
C Robert Coco (Chief Financial Officer) appeared on Schedule A of Guardian Wealth Partners, Llc
Form ADVobserved 5 days ago
Occurred
Apr 6, 2022
Team lift-out
2 advisors left Carnegie Investment Counsel (Pepper Pike, OH) for Guardian Wealth Partners, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jan 7, 2021
Control person joined
Marianne Caswell (President And Elected Member) appeared on Schedule A of Guardian Wealth Partners, Llc
Form ADVobserved 5 days ago
Occurred
Sep 1, 2020
First Form ADV filing
Guardian Advisory Services Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 24, 2022
Guardian Wealth Partners, Llc reported 5 state-registered advisory representatives, down from 28 (2021-12-21 to 2022-03-24)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4fd9ad6-eb5e-1b8d-6003-d49ae732d04e
First observed: Sep 1, 2020
Last observed: Sep 2, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUARDIAN WEALTH PARTNERS, LLC

CRD 310203

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a4fd9ad6-eb5e-1b8d-6003-d49ae732d04e

Data as of Sep 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

YOEL FELBERBAUM

n/a

BROOKLYN, NY

n/a

yes

NICHOLAS J FRANCO

n/a

Red Bank, NJ | STATEN ISLAND, NY

yes

SHELLEY JO ECHEVERRIA

n/a

Pheonix, AZ | SCOTTSDALE, AZ | Scottsdale, AZ

yes

Michael James Woomer

n/a

Pittsburgh, PA

Chad Warmbein

n/a

Pittsburgh, PA

Keith Paul Warmbein

n/a

Pittsburgh, PA

BENJAMIN P FUENTEZ

n/a

THE WOODLANDS, TX

yes

YOEL LANDAU

Certified Financial Planner

Brooklyn, NY

n/a

Aaron Glauber

n/a

Monroe, NY

n/a

BROOKE Hiett DAVIS

n/a

THE WOODLANDS, TX

n/a

yes

Christopher Albert Wiethe

Certified Financial Planner|Chartered Financial Consultant

Beechwood, OH | Aurora, CO

yes

Michelle Borawski

n/a

St. Louis, MO

JOSEPH JEROME BIONDOLILLO

n/a

Red Bank, NJ

n/a

Joel Perl

n/a

Brooklyn, NY

n/a

Nancy R DeRusso

Certified Financial Planner

NORTH TUSTIN, CA | NEW YORK, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOGGS, ALLEN, WARREN

HEAD OF PRODUCT & SUPERVISION

yes

08/2020

Sep 1, 2020

Jul 29, 2024

BUTSCHER, JEFFREY, JOSEPH

INTERIM CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 24, 2024

Jul 29, 2024

CASWELL, MARIANNE, GRACE

PRESIDENT AND ELECTED MEMBER

yes

01/2021

Jan 7, 2021

Jul 29, 2024

Coco, Robert, C

CHIEF FINANCIAL OFFICER

yes

05/2021

Jun 6, 2022

Jul 29, 2024

GUARDIAN INVESTOR SERVICES LLC

Owner

yes

05/2020

Sep 1, 2020

Jul 29, 2024

LESINA, LEYLA, ADA

ELECTED MEMBER

yes

05/2020

Sep 1, 2020

Jul 29, 2024

MAHER, CARLY, PRITCHARD

CHIEF OPERATING OFFICER

yes

08/2020

Mar 15, 2023

Jul 29, 2024

RYNIKER, MICHAEL, JOHN

HEAD OF OPERATIONS

yes

12/2022

Dec 2, 2022

Jul 29, 2024

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA

Owner

yes

12/2001

Sep 1, 2020

Jul 29, 2024

FERIK, MICHAEL, NICHOLAS

ELECTED MEMBER

05/2020

Sep 1, 2020

Jul 29, 2024

HERGAN, JOSHUA, NEIL

GENERAL COUNSEL

08/2020

Sep 1, 2020

Jul 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PARK AVENUE INSTITUTIONAL ADVISERS LLC

n/a

Institutional manager

$82B

yes

n/a

PARK AVENUE SECURITIES LLC

n/a

Bd affiliated wealth

$20B

yes

n/a

BROADSHORE CAPITAL PARTNERS, LLC

n/a

Other adviser

$982M

yes

n/a

THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC

n/a

yes

n/a

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA

n/a

City

State

Country

Employees

Also broker-dealer

Pittsburgh

United States

yes

SAINT LOUIS

United States

yes

Scottsdale

United States

yes

Brooklyn

United States

yes

Brooklyn

United States

yes

Beachwood

United States

yes

Portland

United States

yes

THE WOODLANDS

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 13, 2026

$191M

n/a

2024

Mar 28, 2025

$98.3M

n/a

2023

Mar 15, 2024

$75.4M

n/a

2022

Mar 15, 2023

$97.1M

n/a

2021

Mar 24, 2022

$44.4M

n/a

2020

Mar 1, 2021

118

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

26.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$191M

$98.3M

94.7%

$97.1M

25.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PARK AVENUE SECURITIES LLC

Dec 11, 2025

AUSTIN, TX

Team lift out

Ibd to ibd

13.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CARNEGIE INVESTMENT COUNSEL

Apr 6, 2022

Apr 1, 2022

PEPPER PIKE, OH

Team lift out

RIA to ibd

6.7%