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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SAINT PETERSBURG, FL | Julian, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 28, 2022 | n/a | yes | Julian, NC|SAINT PETERSBURG, FL | Current employment |
| EDWARD JONES | National bd RIA | Sep 27, 2021 | Jun 14, 2022 | no | GREENSBORO, NC|ST LOUIS, MO|Julian, NC|JULIAN, NC | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 3, 2011 | Oct 4, 2021 | no | GREENSBORO, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 27, 2001 | Oct 9, 2002 | no | GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 14, 2022 | Jun 28, 2022 | 14 | Firm change | Ibd to ibd |
| RAYMOND JAMES & ASSOCIATES, INC. | EDWARD JONES | Oct 4, 2021 | Sep 27, 2021 | -7 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Oct 9, 2002 | Oct 3, 2011 | 3,281 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:149018:NC:2022-06-06 | Jun 14, 2022 | Jun 28, 2022 | JULIAN, NC | Firm change |