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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Jeffrey R Small

Advisor at TRINITY STRATEGIC WEALTH

TULSA, OK

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Search this name across graphsid dfx:ria:1ec621ce-89d0-86a7-b153-8f3d272a608b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRINITY STRATEGIC WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Sep 11, 2002
First registration: Sep 13, 2002
Dual registered: yes, broker-dealer
Other names: JEFFREY R. SMALL
IAPD individual key: 4199588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRINITY STRATEGIC WEALTH	Independent wealth	Oct 2, 2025	n/a	yes	TULSA, OK	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 28, 2019	Oct 2, 2025	no	TULSA, OK\|Tulsa, OK	Previous registration
TAYLOR STEPHENS, INC.	Former SEC adviser	Sep 6, 2017	Oct 30, 2018	no	Tulsa, OK\|COPPELL, TX	Previous registration
HOGANTAYLOR WEALTH	Independent wealth	Oct 6, 2015	Aug 25, 2017	no	TULSA, OK	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 21, 2003	Sep 22, 2014	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 13, 2002	Jun 26, 2003	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TRINITY STRATEGIC WEALTH	Oct 2, 2025	Oct 2, 2025	0	Firm change	Ibd to new firm
TAYLOR STEPHENS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 30, 2018	Jan 28, 2019	90	Firm change	Other
HOGANTAYLOR WEALTH	TAYLOR STEPHENS, INC.	Aug 25, 2017	Sep 6, 2017	12	Firm change	Other
UBS FINANCIAL SERVICES INC.	HOGANTAYLOR WEALTH	Sep 22, 2014	Oct 6, 2015	379	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jun 26, 2003	Jul 21, 2003	25	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:337956:OK:2025-10-02	Oct 2, 2025	Oct 2, 2025	TULSA, OK	Firm change

Relationships

Registered with (6)

→ TRINITY STRATEGIC WEALTHRegistered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 28, 2019 to Oct 2, 2025factForm ADV
→ TAYLOR STEPHENS, INC.Registered adviserregistration: previous registration
Sep 6, 2017 to Oct 30, 2018factForm ADV
→ HOGANTAYLOR WEALTHRegistered adviserregistration: previous registration
Oct 6, 2015 to Aug 25, 2017factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 21, 2003 to Sep 22, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 13, 2002 to Jun 26, 2003factForm ADV

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
Jeffrey R Small left Raymond James Financial Services Advisors, Inc for Trinity Strategic Wealth (registered 2025-10-02)
Form ADVobserved 6 days ago