DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••••• G•••• W••••• M••••••••• I•••
MINOCQUA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••••• G•••• W••••• M••••••••• I••• | State registered | Apr 4, 2025 | n/a | yes | MINOCQUA, WI | Current employment |
| S••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Aug 11, 2010 | Apr 25, 2013 | no | ST. LOUIS, MO|MINOCQUA, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••• I••••••••• A•••••••• L•• | O•••••• G•••• W••••• M••••••••• I••• | Apr 25, 2013 | Apr 4, 2025 | 4,362 | Firm change after gap | Other |
| S•••••• N••••••• • C••••••• I••••••••• | S••••• I••••••••• A•••••••• L•• | Apr 2, 2003 | May 15, 2007 |
| S••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | May 15, 2007 | Dec 5, 2009 | no | ST. LOUIS, MO|MINOCQUA, WI | Previous registration |
| S•••••• N••••••• • C••••••• I••••••••• | National bd RIA | Apr 2, 2003 | Apr 2, 2003 | no | S•••••S POINT, WI|MERRILL, WI|MINOCQUA, WI | Previous registration |
| 1,504 |
| Firm change after gap |
| Other |