RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S••••• O••••••
- O•••••• G•••• W••••• M••••••••• I••• state registered currentsince Apr 4, 2025 · Minocqua, Wi
- S••••• I••••••••• A•••••••• L•• BD affiliatedAug 11, 2010 to Apr 25, 2013 · St. Louis, Mo
- S••••• I••••••••• A•••••••• L•• BD affiliatedMay 15, 2007 to Dec 5, 2009 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDApr 2, 2003 to Apr 2, 2003 · S•••••S Point, Wi
- S••••• I••••••••• A•••••••• L•• to O•••••• G•••• W••••• M••••••••• I•••left Apr 25, 2013, registered Apr 4, 2025 (4362 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to S••••• I••••••••• A•••••••• L••left Apr 2, 2003, registered May 15, 2007 (1504 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address