DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
Saint Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Sep 17, 2025 | n/a | yes | Saint Louis, MO | Current employment |
| P•••••••• W••••• S••••••••• L•• | Independent wealth | Mar 31, 2023 | Jul 11, 2025 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• W••••• S••••••••• L•• | F•••• P••••••• W•••••• L•• | Jul 11, 2025 | Sep 17, 2025 | 68 | Firm change | RIA to RIA |
| G••••• A••••••• S•••••••• L•• | P•••••••• W••••• S••••••••• L•• | Nov 15, 2022 | Mar 31, 2023 |
| G••••• A••••••• S•••••••• L•• | Independent wealth | Sep 16, 2020 | Nov 15, 2022 | no | KING OF PRUSSIA, PA | Previous registration |
| W••••• M••••••••• S•••••••• | Former SEC adviser | Nov 21, 2019 | Apr 20, 2020 | no | EXTON, PA | Previous registration |
| M••••• G••••• A••••••• I••• | Independent wealth | Oct 5, 2017 | Oct 16, 2019 | no | Radnor, PA|RADNOR, PA | Previous registration |
| 136 |
| Firm change |
| RIA to RIA |
| W••••• M••••••••• S•••••••• | G••••• A••••••• S•••••••• L•• | Apr 20, 2020 | Sep 16, 2020 | 149 | Firm change | RIA to RIA |
| M••••• G••••• A••••••• I••• | W••••• M••••••••• S•••••••• | Oct 16, 2019 | Nov 21, 2019 | 36 | Firm change | RIA to RIA |